第1章

AssistantintheDepartmentofOrientalPrintedBooksandMSS.

intheBritishMuseumFirstPublishedin1910

TomybrotherCaptainValentineGiles,R.G.

inthehopethatawork2400yearsoldmayyetcontainlessonsworthconsiderationbythesoldieroftodaythistranslationisaffectionatelydedicated.

INTRODUCTION

SunWuandhisBook

Ssu—maCh`iengivesthefollowingbiographyofSunTzu:[1]

SunTzuWuwasanativeoftheCh`iState.HisARTOF

WARbroughthimtothenoticeofHoLu,[2]KingofWu.HoLusaidtohim:\"Ihavecarefullyperusedyour13chapters.

MayIsubmityourtheoryofmanagingsoldierstoaslighttest?\"

SunTzureplied:\"Youmay.\"

HoLuasked:\"Maythetestbeappliedtowomen?\"

Theanswerwasagainintheaffirmative,soarrangementsweremadetobring180ladiesoutofthePalace.SunTzudividedthemintotwocompanies,andplacedoneoftheKing’sfavoriteconcubinesattheheadofeach.Hethenbadethemalltakespearsintheirhands,andaddressedthemthus:\"I

presumeyouknowthedifferencebetweenfrontandback,righthandandlefthand?\"

Thegirlsreplied:Yes.

SunTzuwenton:\"WhenIsay\"Eyesfront,\"youmustlookstraightahead.WhenIsay\"Leftturn,\"youmustfacetowardsyourlefthand.WhenIsay\"Rightturn,\"youmustfacetowardsyourrighthand.WhenIsay\"Aboutturn,\"youmustfacerightroundtowardsyourback.\"

Againthegirlsassented.Thewordsofcommandhavingbeenthusexplained,hesetupthehalberdsandbattle—axesinordertobeginthedrill.Then,tothesoundofdrums,hegavetheorder\"Rightturn.\"Butthegirlsonlyburstoutlaughing.SunTzusaid:\"Ifwordsofcommandarenotclearanddistinct,ifordersarenotthoroughlyunderstood,thenthegeneralistoblame.\"

Sohestarteddrillingthemagain,andthistimegavetheorder\"Leftturn,\"whereuponthegirlsoncemoreburstintofitsoflaughter.SunTzu:\"Ifwordsofcommandarenotclearanddistinct,ifordersarenotthoroughlyunderstood,thegeneralistoblame.ButifhisordersARE

clear,andthesoldiersneverthelessdisobey,thenitisthefaultoftheirofficers.\"

Sosaying,heorderedtheleadersofthetwocompaniestobebeheaded.NowthekingofWuwaswatchingthescenefromthetopofaraisedpavilion;andwhenhesawthathisfavoriteconcubineswereabouttobeexecuted,hewasgreatlyalarmedandhurriedlysentdownthefollowingmessage:\"Wearenowquitesatisfiedastoourgeneral’sabilitytohandletroops.IfWearebereftofthesetwoconcubines,ourmeatanddrinkwilllosetheirsavor.Itisourwishthattheyshallnotbebeheaded.\"

SunTzureplied:\"HavingoncereceivedHisMajesty’scommissiontobethegeneralofhisforces,therearecertaincommandsofHisMajestywhich,actinginthatcapacity,Iamunabletoaccept.\"

Accordingly,hehadthetwoleadersbeheaded,andstraightwayinstalledthepairnextinorderasleadersintheirplace.Whenthishadbeendone,thedrumwassoundedforthedrilloncemore;andthegirlswentthroughalltheevolutions,turningtotherightortotheleft,marchingaheadorwheelingback,kneelingorstanding,withperfectaccuracyandprecision,notventuringtoutterasound.ThenSunTzusentamessengertotheKingsaying:\"Yoursoldiers,Sire,arenowproperlydrilledanddisciplined,andreadyforyourmajesty’sinspection.Theycanbeputtoanyusethattheirsovereignmaydesire;bidthemgothroughfireandwater,andtheywillnotdisobey.\"

ButtheKingreplied:\"Letourgeneralceasedrillingandreturntocamp.Asforus,Wehavenowishtocomedownandinspectthetroops.\"

ThereuponSunTzusaid:\"TheKingisonlyfondofwords,andcannottranslatethemintodeeds.\"

Afterthat,HoLusawthatSunTzuwasonewhoknewhowtohandleanarmy,andfinallyappointedhimgeneral.Inthewest,hedefeatedtheCh`uStateandforcedhiswayintoYing,thecapital;tothenorthheputfearintotheStatesofCh`iandChin,andspreadhisfameabroadamongstthefeudalprinces.AndSunTzusharedinthemightoftheKing.

AboutSunTzuhimselfthisisallthatSsu—maCh`ienhastotellusinthischapter.Butheproceedstogiveabiographyofhisdescendant,SunPin,bornaboutahundredyearsafterhisfamousancestor’sdeath,andalsotheoutstandingmilitarygeniusofhistime.ThehistorianspeaksofhimtooasSunTzu,andinhisprefaceweread:\"SunTzuhadhisfeetcutoffandyetcontinuedtodiscusstheartofwar.\"[3]Itseemslikely,then,that\"Pin\"wasanicknamebestowedonhimafterhismutilation,unlessthestorywasinventedinordertoaccountforthename.

Thecrowningincidentofhiscareer,thecrushingdefeatofhistreacherousrivalP`angChuan,willbefoundbrieflyrelatedinChapterV.ss.19,note.

ToreturntotheelderSunTzu.HeismentionedintwootherpassagesoftheSHIHCHI:——

Inthethirdyearofhisreign[512B.C.]HoLu,kingofWu,tookthefieldwithTzu—hsu[i.e.WuYuan]andPoP`ei,andattackedCh`u.HecapturedthetownofShuandslewthetwoprince’ssonswhohadformerlybeengeneralsofWu.HewasthenmeditatingadescentonYing[thecapital];butthegeneralSunWusaid:\"Thearmyisexhausted.Itisnotyetpossible.Wemustwait\"[Afterfurthersuccessfulfighting,]\"intheninthyear[506B.C.],KingHoLuaddressedWuTzu—hsuandSunWu,saying:\"Formerly,youdeclaredthatitwasnotyetpossibleforustoenterYing.

Isthetimeripenow?\"Thetwomenreplied:\"Ch`u’sgeneralTzu—ch`ang,[4]isgraspingandcovetous,andtheprincesofT`angandTs`aibothhaveagrudgeagainsthim.IfYourMajestyhasresolvedtomakeagrandattack,youmustwinoverT`angandTs`ai,andthenyoumaysucceed.\"HoLufollowedthisadvice,[beatCh`uinfivepitchedbattlesandmarchedintoYing.][5]

ThisisthelatestdateatwhichanythingisrecordedofSunWu.Hedoesnotappeartohavesurvivedhispatron,whodiedfromtheeffectsofawoundin496.

Inanotherchapterthereoccursthispassage:[6]

Fromthistimeonward,anumberoffamoussoldiersarose,oneaftertheother:Kao—fan,[7]whowasemployedbytheChinState;Wang—tzu,[8]intheserviceofCh`i;andSunWu,intheserviceofWu.Thesemendevelopedandthrewlightupontheprinciplesofwar.

ItisobviousenoughthatSsu—maCh`ienatleasthadnodoubtabouttherealityofSunWuasanhistoricalpersonage;andwithoneexception,tobenoticedpresently,heisbyfarthemostimportantauthorityontheperiodinquestion.Itwillnotbenecessary,therefore,tosaymuchofsuchaworkastheWU

YUEHCH`UNCH`IU,whichissupposedtohavebeenwrittenbyChaoYehofthe1stcenturyA.D.Theattributionissomewhatdoubtful;butevenifitwereotherwise,hisaccountwouldbeoflittlevalue,basedasitisontheSHIHCHIandexpandedwithromanticdetails.ThestoryofSunTzuwillbefound,forwhatitisworth,inchapter2.Theonlynewpointsinitworthnotingare:(1)SunTzuwasfirstrecommendedtoHoLubyWuTzu—hsu.(2)HeiscalledanativeofWu.(3)Hehadpreviouslylivedaretiredlife,andhiscontemporarieswereunawareofhisability.

ThefollowingpassageoccursintheHuai—nanTzu:\"Whensovereignandministersshowperversityofmind,itisimpossibleevenforaSunTzutoencounterthefoe.\"Assumingthatthisworkisgenuine(andhithertonodoubthasbeencastuponit),wehaveheretheearliestdirectreferenceforSunTzu,forHuai—nanTzudiedin122B.C.,manyyearsbeforetheSHIHCHIwasgiventotheworld.

LiuHsiang(80—9B.C.)says:\"ThereasonwhySunTzuattheheadof30,000menbeatCh`uwith200,000isthatthelatterwereundisciplined.\"

TengMing—shihinformsusthatthesurname\"Sun\"wasbestowedonSunWu’sgrandfatherbyDukeChingofCh`i[547—490

B.C.].SunWu’sfatherSunP`ing,rosetobeaMinisterofStateinCh`i,andSunWuhimself,whosestylewasCh`ang—ch`ing,fledtoWuonaccountoftherebellionwhichwasbeingfomentedbythekindredofT`ienPao.Hehadthreesons,ofwhomthesecond,namedMing,wasthefatherofSunPin.Accordingtothisaccountthen,PinwasthegrandsonofWu,which,consideringthatSunPin’svictoryoverWeiwasgainedin341B.C.,maybedismissedaschronologicalimpossible.WhencethesedatawereobtainedbyTengMing—shihIdonotknow,butofcoursenoreliancewhatevercanbeplacedinthem.

AninterestingdocumentwhichhassurvivedfromthecloseoftheHanperiodistheshortprefacewrittenbytheGreatTs`aoTs`ao,orWeiWuTi,forhiseditionofSunTzu.Ishallgiveitinfull:——

Ihaveheardthattheancientsusedbowsandarrowstotheiradvantage.[10]TheSHUCHUmentions\"thearmy\"amongthe\"eightobjectsofgovernment.\"TheICHINGsays:

\"’army’indicatesfirmnessandjustice;theexperiencedleaderwillhavegoodfortune.\"TheSHIHCHINGsays:\"TheKingrosemajesticinhiswrath,andhemarshaledhistroops.\"TheYellowEmperor,T`angtheCompleterandWuWangallusedspearsandbattle—axesinordertosuccortheirgeneration.TheSSU—MAFAsays:\"Ifonemanslayanotherofsetpurpose,hehimselfmayrightfullybeslain.\"Hewhoreliessolelyonwarlikemeasuresshallbeexterminated;hewhoreliessolelyonpeacefulmeasuresshallperish.

InstancesofthisareFuCh`ai[11]ontheonehandandYenWangontheother.[12]Inmilitarymatters,theSage’sruleisnormallytokeepthepeace,andtomovehisforcesonlywhenoccasionrequires.Hewillnotusearmedforceunlessdriventoitbynecessity.

ManybookshaveIreadonthesubjectofwarandfighting;buttheworkcomposedbySunWuistheprofoundestofthemall.[SunTzuwasanativeoftheCh`istate,hispersonalnamewasWu.HewrotetheARTOFWARin13chaptersforHoLu,KingofWu.Itsprinciplesweretestedonwomen,andhewassubsequentlymadeageneral.Heledanarmywestwards,crushedtheCh`ustateandenteredYingthecapital.Inthenorth,hekeptCh`iandChininawe.A

hundredyearsandmoreafterhistime,SunPinlived.HewasadescendantofWu.][13]Inhistreatmentofdeliberationandplanning,theimportanceofrapidityintakingthefield,[14]clearnessofconception,anddepthofdesign,SunTzustandsbeyondthereachofcarpingcriticism.Mycontemporaries,however,havefailedtograspthefullmeaningofhisinstructions,andwhileputtingintopracticethesmallerdetailsinwhichhisworkabounds,theyhaveoverlookeditsessentialpurport.Thatisthemotivewhichhasledmetooutlinearoughexplanationofthewhole.

Onethingtobenoticedintheaboveistheexplicitstatementthatthe13chapterswerespeciallycomposedforKingHoLu.ThisissupportedbytheinternalevidenceofI.ss.15,inwhichitseemsclearthatsomerulerisaddressed.

InthebibliographicsectionoftheHANSHU,thereisanentrywhichhasgivenrisetomuchdiscussion:\"TheworksofSunTzuofWuin82P`IEN(orchapters),withdiagramsin9CHUAN.\"

Itisevidentthatthiscannotbemerelythe13chaptersknowntoSsu—maCh`ien,orthosewepossesstoday.ChangShou—chiehreferstoaneditionofSunTzu’sARTOFWARofwhichthe\"13

chapters\"formedthefirstCHUAN,addingthatthereweretwootherCHUANbesides.Thishasbroughtforthatheory,thatthebulkofthese82chaptersconsistedofotherwritingsofSunTzu——weshouldcallthemapocryphal——similartotheWENTA,ofwhichaspecimendealingwiththeNineSituations[15]ispreservedintheT`UNGTIEN,andanotherinHoShin’scommentary.

ItissuggestedthatbeforehisinterviewwithHoLu,SunTzuhadonlywrittenthe13chapters,butafterwardscomposedasortofexegesisintheformofquestionandanswerbetweenhimselfandtheKing.PiI—hsun,theauthoroftheSUNTZUHSULU,backsthisupwithaquotationfromtheWUYUEHCH`UNCH`IU:\"TheKingofWusummonedSunTzu,andaskedhimquestionsabouttheartofwar.Eachtimehesetforthachapterofhiswork,theKingcouldnotfindwordsenoughtopraisehim.\"Ashepointsout,ifthewholeworkwasexpoundedonthesamescaleasintheabove—

mentionedfragments,thetotalnumberofchapterscouldnotfailtobeconsiderable.ThenthenumerousothertreatisesattributedtoSunTzumightbeincluded.ThefactthattheHANCHIH

mentionsnoworkofSunTzuexceptthe82P`IEN,whereastheSuiandT`angbibliographiesgivethetitlesofothersinadditiontothe\"13chapters,\"isgoodproof,PiI—hsunthinks,thatallofthesewerecontainedinthe82P`IEN.WithoutpinningourfaithtotheaccuracyofdetailssuppliedbytheWUYUEHCH`UNCH`IU,oradmittingthegenuinenessofanyofthetreatisescitedbyPiI—hsun,wemayseeinthistheoryaprobablesolutionofthemystery.BetweenSsu—maCh`ienandPanKutherewasplentyoftimeforaluxuriantcropofforgeriestohavegrownupunderthemagicnameofSunTzu,andthe82P`IENmayverywellrepresentacollectededitionoftheselumpedtogetherwiththeoriginalwork.Itisalsopossible,thoughlesslikely,thatsomeofthemexistedinthetimeoftheearlierhistorianandwerepurposelyignoredbyhim.[16]

TuMu’sconjectureseemstobebasedonapassagewhichstates:\"WeiWuTistrungtogetherSunWu’sArtofWar,\"whichinturnmayhaveresultedfromamisunderstandingofthefinalwordsofTs`aoKing’spreface.This,asSunHsing—yenpointsout,isonlyamodestwayofsayingthathemadeanexplanatoryparaphrase,orinotherwords,wroteacommentaryonit.Onthewhole,thistheoryhasmetwithverylittleacceptance.Thus,theSSUK`UCH`UANSHUsays:\"Thementionofthe13chaptersintheSHIHCHIshowsthattheywereinexistencebeforetheHAN

CHIH,andthatlatteraccretionsarenottobeconsideredpartoftheoriginalwork.TuMu’sassertioncancertainlynotbetakenasproof.\"

Thereiseveryreasontosuppose,then,thatthe13chaptersexistedinthetimeofSsu—maCh`ienpracticallyaswehavethemnow.Thattheworkwasthenwellknownhetellsusinsomanywords.\"SunTzu’s13ChaptersandWuCh`i’sArtofWararethetwobooksthatpeoplecommonlyrefertoonthesubjectofmilitarymatters.Bothofthemarewidelydistributed,soIwillnotdiscussthemhere.\"Butaswegofurtherback,seriousdifficultiesbegintoarise.ThesalientfactwhichhastobefacedisthattheTSOCHUAN,thegreatestcontemporaryrecord,makesnomentionwhatsoeverofSunWu,eitherasageneralorasawriter.Itisnatural,inviewofthisawkwardcircumstance,thatmanyscholarsshouldnotonlycastdoubtonthestoryofSunWuasgivenintheSHIHCHI,butevenshowthemselvesfranklyskepticalastotheexistenceofthemanatall.ThemostpowerfulpresentmentofthissideofthecaseistobefoundinthefollowingdispositionbyYehShui—hsin:[17]——

ItisstatedinSsu—maCh`ien’shistorythatSunWuwasanativeoftheCh`iState,andemployedbyWu;andthatinthereignofHoLuhecrushedCh`u,enteredYing,andwasagreatgeneral.ButinTso’sCommentarynoSunWuappearsatall.ItistruethatTso’sCommentaryneednotcontainabsolutelyeverythingthatotherhistoriescontain.ButTsohasnotomittedtomentionvulgarplebeiansandhirelingruffianssuchasYingK`ao—shu,[18]Ts`aoKuei,[19],ChuChih—wuandChuanShe—chu[20].InthecaseofSunWu,whosefameandachievementsweresobrilliant,theomissionismuchmoreglaring.Again,detailsaregiven,intheirdueorder,abouthiscontemporariesWuYuanandtheMinisterP`ei.[21]

IsitcrediblethatSunWualoneshouldhavebeenpassedover?

Inpointofliterarystyle,SunTzu’sworkbelongstothesameschoolasKUANTZU,[22]LIUT`AO,[23]andtheYUEH

YU[24]andmayhavebeentheproductionofsomeprivatescholarlivingtowardstheendofthe\"SpringandAutumn\"orthebeginningofthe\"WarringStates\"period.[25]ThestorythathispreceptswereactuallyappliedbytheWuState,ismerelytheoutcomeofbigtalkonthepartofhisfollowers.

FromtheflourishingperiodoftheChoudynasty[26]

downtothetimeofthe\"SpringandAutumn,\"allmilitarycommanderswerestatesmenaswell,andtheclassofprofessionalgenerals,forconductingexternalcampaigns,didnotthenexist.Itwasnotuntiltheperiodofthe\"SixStates\"[27]thatthiscustomchanged.NowalthoughWuwasanuncivilizedState,itisconceivablethatTsoshouldhaveleftunrecordedthefactthatSunWuwasagreatgeneralandyetheldnociviloffice?Whatwearetold,therefore,aboutJang—chu[28]andSunWu,isnotauthenticmatter,buttherecklessfabricationoftheorizingpundits.ThestoryofHoLu’sexperimentonthewomen,inparticular,isutterlypreposterousandincredible.

YehShui—hsinrepresentsSsu—maCh`ienashavingsaidthatSunWucrushedCh`uandenteredYing.Thisisnotquitecorrect.

Nodoubttheimpressionleftonthereader’smindisthatheatleastsharedintheseexploits.Thefactmayormaynotbesignificant;butitisnowhereexplicitlystatedintheSHIHCHI

eitherthatSunTzuwasgeneralontheoccasionofthetakingofYing,orthatheevenwentthereatall.Moreover,asweknowthatWuYuanandPoP`eibothtookpartintheexpedition,andalsothatitssuccesswaslargelyduetothedashandenterpriseofFuKai,HoLu’syoungerbrother,itisnoteasytoseehowyetanothergeneralcouldhaveplayedaveryprominentpartinthesamecampaign.

Ch`enChen—sunoftheSungdynastyhasthenote:——

MilitarywriterslookuponSunWuasthefatheroftheirart.ButthefactthathedoesnotappearintheTSOCHUAN,althoughheissaidtohaveservedunderHoLuKingofWu,makesituncertainwhatperiodhereallybelongedto.

Healsosays:——

TheworksofSunWuandWuCh`imaybeofgenuineantiquity.

ItisnoticeablethatbothYehShui—hsinandCh`enChen—sun,whilerejectingthepersonalityofSunWuashefiguresinSsu—maCh`ien’shistory,areinclinedtoacceptthedatetraditionallyassignedtotheworkwhichpassesunderhisname.TheauthoroftheHSULUfailstoappreciatethisdistinction,andconsequentlyhisbitterattackonCh`enChen—sunreallymissesitsmark.Hemakesoneoftwopoints,however,whichcertainlytellinfavorofthehighantiquityofour\"13chapters.\"\"SunTzu,\"hesays,\"musthavelivedintheageofChingWang[519—476],becauseheisfrequentlyplagiarizedinsubsequentworksoftheChou,Ch`inandHandynasties.\"ThetwomostshamelessoffendersinthisrespectareWuCh`iandHuai—nanTzu,bothofthemimportanthistoricalpersonagesintheirday.TheformerlivedonlyacenturyaftertheallegeddateofSunTzu,andhisdeathisknowntohavetakenplacein381B.C.Itwastohim,accordingtoLiuHsiang,thatTsengShendeliveredtheTSOCHUAN,whichhadbeenentrustedtohimbyitsauthor.[29]NowthefactthatquotationsfromtheARTOFWAR,acknowledgedorotherwise,aretobefoundinsomanyauthorsofdifferentepochs,establishesaverystronganteriortothemall,——inotherwords,thatSunTzu’streatisewasalreadyinexistencetowardstheendofthe5thcenturyB.C.FurtherproofofSunTzu’santiquityisfurnishedbythearchaicorwhollyobsoletemeaningsattachingtoanumberofthewordsheuses.Alistofthese,whichmightperhapsbeextended,isgivenintheHSULU;andthoughsomeoftheinterpretationsaredoubtful,themainargumentishardlyaffectedthereby.Again,itmustnotbeforgottenthatYehShui—

hsin,ascholarandcriticofthefirstrank,deliberatelypronouncesthestyleofthe13chapterstobelongtotheearlypartofthefifthcentury.SeeingthatheisactuallyengagedinanattempttodisprovetheexistenceofSunWuhimself,wemaybesurethathewouldnothavehesitatedtoassigntheworktoalaterdatehadhenothonestlybelievedthecontrary.AnditispreciselyonsuchapointthatthejudgmentofaneducatedChinamanwillcarrymostweight.Otherinternalevidenceisnotfartoseek.ThusinXIII.ss.1,thereisanunmistakableallusiontotheancientsystemofland—tenurewhichhadalreadypassedawaybythetimeofMencius,whowasanxioustoseeitrevivedinamodifiedform.[30]TheonlywarfareSunTzuknowsisthatcarriedonbetweenthevariousfeudalprinces,inwhicharmoredchariotsplayalargepart.TheiruseseemstohaveentirelydiedoutbeforetheendoftheChoudynasty.HespeaksasamanofWu,astatewhichceasedtoexistasearlyas473

B.C.OnthisIshalltouchpresently.

Butoncerefertheworktothe5thcenturyorearlier,andthechancesofitsbeingotherthanabonafideproductionaresensiblydiminished.Thegreatageofforgeriesdidnotcomeuntillongafter.Thatitshouldhavebeenforgedintheperiodimmediatelyfollowing473isparticularlyunlikely,fornoone,asarule,hastenstoidentifyhimselfwithalostcause.AsforYehShui—hsin’stheory,thattheauthorwasaliteraryrecluse,thatseemstomequiteuntenable.IfonethingismoreapparentthananotherafterreadingthemaximsofSunTzu,itisthattheiressencehasbeendistilledfromalargestoreofpersonalobservationandexperience.Theyreflectthemindnotonlyofabornstrategist,giftedwithararefacultyofgeneralization,butalsoofapracticalsoldiercloselyacquaintedwiththemilitaryconditionsofhistime.TosaynothingofthefactthatthesesayingshavebeenacceptedandendorsedbyallthegreatestcaptainsofChinesehistory,theyofferacombinationoffreshnessandsincerity,acutenessandcommonsense,whichquiteexcludestheideathattheywereartificiallyconcoctedinthestudy.Ifweadmit,then,thatthe13chapterswerethegenuineproductionofamilitarymanlivingtowardstheendofthe\"CH`UN

CH`IU\"period,arewenotbound,inspiteofthesilenceoftheTSOCHUAN,toacceptSsu—maCh`ien’saccountinitsentirety?Inviewofhishighreputeasasoberhistorian,mustwenothesitatetoassumethattherecordshedrewuponforSunWu’sbiographywerefalseanduntrustworthy?Theanswer,Ifear,mustbeinthenegative.Thereisstillonegrave,ifnotfatal,objectiontothechronologyinvolvedinthestoryastoldintheSHIHCHI,which,sofarasIamaware,nobodyhasyetpointedout.TherearetwopassagesinSunTzuinwhichhealludestocontemporaryaffairs.ThefirstininVI.ss.21:——

ThoughaccordingtomyestimatethesoldiersofYuehexceedourowninnumber,thatshalladvantagethemnothinginthematterofvictory.Isaythenthatvictorycanbeachieved.

TheotherisinXI.ss.30:——

AskedifanarmycanbemadetoimitatetheSHUAI—JAN,I

shouldanswer,Yes.ForthemenofWuandthemenofYuehareenemies;yetiftheyarecrossingariverinthesameboatandarecaughtbyastorm,theywillcometoeachother’sassistancejustasthelefthandhelpstheright.

Thesetwoparagraphsareextremelyvaluableasevidenceofthedateofcomposition.TheyassigntheworktotheperiodofthestrugglebetweenWuandYueh.SomuchhasbeenobservedbyPiI—hsun.ButwhathashithertoescapednoticeisthattheyalsoseriouslyimpairthecredibilityofSsu—maCh`ien’snarrative.Aswehaveseenabove,thefirstpositivedategiveninconnectionwithSunWuis512B.C.Heisthenspokenofasageneral,actingasconfidentialadvisertoHoLu,sothathisallegedintroductiontothatmonarchhadalreadytakenplace,andofcoursethe13chaptersmusthavebeenwrittenearlierstill.

Butatthattime,andforseveralyearsafter,downtothecaptureofYingin506,Ch`uandnotYueh,wasthegreathereditaryenemyofWu.Thetwostates,Ch`uandWu,hadbeenconstantlyatwarforoverhalfacentury,[31]whereasthefirstwarbetweenWuandYuehwaswagedonlyin510,[32]andeventhenwasnomorethanashortinterludesandwichedinthemidstofthefiercestrugglewithCh`u.NowCh`uisnotmentionedinthe13

chaptersatall.ThenaturalinferenceisthattheywerewrittenatatimewhenYuehhadbecometheprimeantagonistofWu,thatis,afterCh`uhadsufferedthegreathumiliationof506.Atthispoint,atableofdatesmaybefounduseful.

B.C.|

|

514|AccessionofHoLu.

512|HoLuattacksCh`u,butisdissuadedfromenteringYing,|thecapital.SHICHImentionsSunWuasgeneral.

511|AnotherattackonCh`u.

510|WumakesasuccessfulattackonYueh.Thisisthefirst|warbetweenthetwostates.

509|

or|Ch`uinvadesWu,butissignallydefeatedatYu—chang.

508|

506|HoLuattacksCh`uwiththeaidofT`angandTs`ai.

|DecisivebattleofPo—chu,andcaptureofYing.Last|mentionofSunWuinSHIHCHI.

505|YuehmakesaraidonWuintheabsenceofitsarmy.Wu|isbeatenbyCh`inandevacuatesYing.

504|HoLusendsFuCh`aitoattackCh`u.

497|KouChienbecomesKingofYueh.

496|WuattacksYueh,butisdefeatedbyKouChienatTsui—li.

|HoLuiskilled.

494|FuCh`aidefeatsKouChieninthegreatbattleofFu—

|chaio,andentersthecapitalofYueh.

485|

or|KouChienrendershomagetoWu.DeathofWuTzu—hsu.

484|

482|KouChieninvadesWuintheabsenceofFuCh`ai.

478|

to|FurtherattacksbyYuehonWu.

476|

475|KouChienlayssiegetothecapitalofWu.

473|FinaldefeatandextinctionofWu.

ThesentencequotedabovefromVI.ss.21hardlystrikesmeasonethatcouldhavebeenwritteninthefullflushofvictory.

Itseemsrathertoimplythat,forthemomentatleast,thetidehadturnedagainstWu,andthatshewasgettingtheworstofthestruggle.Hencewemayconcludethatourtreatisewasnotinexistencein505,beforewhichdateYuehdoesnotappeartohavescoredanynotablesuccessagainstWu.HoLudiedin496,sothatifthebookwaswrittenforhim,itmusthavebeenduringtheperiod505—496,whentherewasalullinthehostilities,WuhavingpresumablyexhaustedbyitssupremeeffortagainstCh`u.

Ontheotherhand,ifwechoosetodisregardthetraditionconnectingSunWu’snamewithHoLu,itmightequallywellhaveseenthelightbetween496and494,orpossiblyintheperiod482—473,whenYuehwasonceagainbecomingaveryseriousmenace.

[33]Wemayfeelfairlycertainthattheauthor,whoeverhemayhavebeen,wasnotamanofanygreateminenceinhisownday.

OnthispointthenegativetestimonyoftheTSOCHUANfaroutweighsanyshredofauthoritystillattachingtotheSHIHCHI,ifonceitsotherfactsarediscredited.SunHsing—yen,however,makesafeebleattempttoexplaintheomissionofhisnamefromthegreatcommentary.ItwasWuTzu—hsu,hesays,whogotallthecreditofSunWu’sexploits,becausethelatter(beinganalien)wasnotrewardedwithanofficeintheState.

HowthendidtheSunTzulegendoriginate?Itmaybethatthegrowingcelebrityofthebookimpartedbydegreesakindoffactitiousrenowntoitsauthor.Itwasfelttobeonlyrightandproperthatonesowellversedinthescienceofwarshouldhavesolidachievementstohiscreditaswell.NowthecaptureofYingwasundoubtedlythegreatestfeatofarmsinHoLu’sreign;itmadeadeepandlastingimpressiononallthesurroundingstates,andraisedWutotheshort—livedzenithofherpower.Hence,whatmorenatural,astimewenton,thanthattheacknowledgedmasterofstrategy,SunWu,shouldbepopularlyidentifiedwiththatcampaign,atfirstperhapsonlyinthesensethathisbrainconceivedandplannedit;afterwards,thatitwasactuallycarriedoutbyhiminconjunctionwithWuYuan,[34]PoP`eiandFuKai?

ItisobviousthatanyattempttoreconstructeventheoutlineofSunTzu’slifemustbebasedalmostwhollyonconjecture.Withthisnecessaryproviso,IshouldsaythatheprobablyenteredtheserviceofWuaboutthetimeofHoLu’saccession,andgatheredexperience,thoughonlyinthecapacityofasubordinateofficer,duringtheintensemilitaryactivitywhichmarkedthefirsthalfoftheprince’sreign.[35]Ifherosetobeageneralatall,hecertainlywasneveronanequalfootingwiththethreeabovementioned.HewasdoubtlesspresentattheinvestmentandoccupationofYing,andwitnessedWu’ssuddencollapseinthefollowingyear.Yueh’sattackatthiscriticaljuncture,whenherrivalwasembarrassedoneveryside,seemstohaveconvincedhimthatthisupstartkingdomwasthegreatenemyagainstwhomeveryeffortwouldhenceforthhavetobedirected.SunWuwasthusawell—seasonedwarriorwhenhesatdowntowritehisfamousbook,whichaccordingtomyreckoningmusthaveappearedtowardstheend,ratherthanthebeginningofHoLu’sreign.Thestoryofthewomenmaypossiblyhavegrownoutofsomerealincidentoccurringaboutthesametime.AswehearnomoreofSunWuafterthisfromanysource,heishardlylikelytohavesurvivedhispatronortohavetakenpartinthedeath—strugglewithYueh,whichbeganwiththedisasteratTsui—

li.

Iftheseinferencesareapproximatelycorrect,thereisacertainironyinthefatewhichdecreedthatChina’smostillustriousmanofpeaceshouldbecontemporarywithhergreatestwriteronwar.

TheTextofSunTzu

IhavefounditdifficulttogleanmuchaboutthehistoryofSunTzu’stext.Thequotationsthatoccurinearlyauthorsgotoshowthatthe\"13chapters\"ofwhichSsu—maCh`ienspeakswereessentiallythesameasthosenowextant.Wehavehiswordforitthattheywerewidelycirculatedinhisday,andcanonlyregretthatherefrainedfromdiscussingthemonthataccount.

SunHsing—yensaysinhispreface:——

DuringtheCh`inandHandynastiesSunTzu’sARTOFWAR

wasingeneraluseamongstmilitarycommanders,buttheyseemtohavetreateditasaworkofmysteriousimport,andwereunwillingtoexpounditforthebenefitofposterity.ThusitcameaboutthatWeiWuwasthefirsttowriteacommentaryonit.

Aswehavealreadyseen,thereisnoreasonablegroundtosupposethatTs`aoKungtamperedwiththetext.Butthetextitselfisoftensoobscure,andthenumberofeditionswhichappearedfromthattimeonwardsogreat,especiallyduringtheT`angandSungdynasties,thatitwouldbesurprisingifnumerouscorruptionshadnotmanagedtocreepin.TowardsthemiddleoftheSungperiod,bywhichtimeallthechiefcommentariesonSunTzuwereinexistence,acertainChiT`ien—paopublishedaworkin15CHUANentitled\"SunTzuwiththecollectedcommentariesoftenwriters.\"Therewasanothertext,withvariantreadingsputforwardbyChuFuofTa—hsing,whichalsohadsupportersamongthescholarsofthatperiod;butintheMingeditions,SunHsing—

yentellsus,thesereadingswereforsomereasonorothernolongerputintocirculation.Thus,untiltheendofthe18thcentury,thetextinsolepossessionofthefieldwasonederivedfromChiT`ien—pao’sedition,althoughnoactualcopyofthatimportantworkwasknowntohavesurvived.That,therefore,isthetextofSunTzuwhichappearsintheWarsectionofthegreatImperialencyclopediaprintedin1726,theKUCHINT`USHUCHI

CH`ENG.Anothercopyatmydisposalofwhatispracticallythesametext,withslightvariations,isthatcontainedinthe\"ElevenphilosophersoftheChouandCh`indynasties\"[1758].

AndtheChineseprintedinCapt.Calthrop’sfirsteditionisevidentlyasimilarversionwhichhasfilteredthroughJapanesechannels.SothingsremaineduntilSunHsing—yen[1752—1818],adistinguishedantiquarianandclassicalscholar,whoclaimedtobeanactualdescendantofSunWu,[36]accidentallydiscoveredacopyofChiT`ien—pao’slong—lostwork,whenonavisittothelibraryoftheHua—yintemple.[37]AppendedtoitwastheI

SHUOofChengYu—Hsien,mentionedintheT`UNGCHIH,andalsobelievedtohaveperished.ThisiswhatSunHsing—yendesignatesasthe\"originaledition(ortext)\"——arathermisleadingname,foritcannotbyanymeansclaimtosetbeforeusthetextofSunTzuinitspristinepurity.ChiT`ien—paowasacarelesscompiler,andappearstohavebeencontenttoreproducethesomewhatdebasedversioncurrentinhisday,withouttroublingtocollateitwiththeearliesteditionsthenavailable.

Fortunately,twoversionsofSunTzu,evenolderthanthenewlydiscoveredwork,werestillextant,oneburiedintheT`UNGTIEN,TuYu’sgreattreatiseontheConstitution,theothersimilarlyenshrinedintheT`AIP`INGYULANencyclopedia.Inboththecompletetextistobefound,thoughsplitupintofragments,intermixedwithothermatter,andscatteredpiecemealoveranumberofdifferentsections.ConsideringthattheYULANtakesusbacktotheyear983,andtheT`UNGTIENabout200yearsfurtherstill,tothemiddleoftheT`angdynasty,thevalueoftheseearlytranscriptsofSunTzucanhardlybeoverestimated.

YettheideaofutilizingthemdoesnotseemtohaveoccurredtoanyoneuntilSunHsing—yen,actingunderGovernmentinstructions,undertookathoroughrecensionofthetext.Thisishisownaccount:——

BecauseofthenumerousmistakesinthetextofSunTzuwhichhiseditorshadhandeddown,theGovernmentorderedthattheancientedition[ofChiT`ien—pao]shouldbeused,andthatthetextshouldberevisedandcorrectedthroughout.

IthappenedthatWuNien—hu,theGovernorPiKua,andHsi,agraduateoftheseconddegree,hadalldevotedthemselvestothisstudy,probablysurpassingmetherein.Accordingly,I

havehadthewholeworkcutonblocksasatextbookformilitarymen.

ThethreeindividualsherereferredtohadevidentlybeenoccupiedonthetextofSunTzupriortoSunHsing—yen’scommission,butweareleftindoubtastotheworktheyreallyaccomplished.Atanyrate,thenewedition,whenultimatelyproduced,appearedinthenamesofSunHsing—yenandonlyoneco—

editorWuJen—shi.Theytookthe\"originaledition\"astheirbasis,andbycarefulcomparisonwitholderversions,aswellastheextantcommentariesandothersourcesofinformationsuchastheISHUO,succeededinrestoringaverylargenumberofdoubtfulpassages,andturnedout,onthewhole,whatmustbeacceptedastheclosesapproximationweareeverlikelytogettoSunTzu’soriginalwork.Thisiswhatwillhereafterbedenominatedthe\"standardtext.\"

ThecopywhichIhaveusedbelongstoareissuedated1877.

itisin6PEN,formingpartofawell—printedsetof23earlyphilosophicalworksin83PEN.[38]ItopenswithaprefacebySunHsing—yen(largelyquotedinthisintroduction),vindicatingthetraditionalviewofSunTzu’slifeandperformances,andsummingupinremarkablyconcisefashiontheevidenceinitsfavor.ThisisfollowedbyTs`aoKung’sprefacetohisedition,andthebiographyofSunTzufromtheSHIHCHI,bothtranslatedabove.Thencome,firstly,ChengYu—hsien’sISHUO,[39]withauthor’spreface,andnext,ashortmiscellanyofhistoricalandbibliographicalinformationentitledSUNTZUHSULU,compiledbyPiI—hsun.Asregardsthebodyofthework,eachseparatesentenceisfollowedbyanoteonthetext,ifrequired,andthenbythevariouscommentariesappertainingtoit,arrangedinchronologicalorder.Theseweshallnowproceedtodiscussbriefly,onebyone.

TheCommentators

SunTzucanboastanexceptionallylongdistinguishedrollofcommentators,whichwoulddohonortoanyclassic.Ou—yangHsiuremarksonthisfact,thoughhewrotebeforethetalewascomplete,andratheringeniouslyexplainsitbysayingthattheartificesofwar,beinginexhaustible,mustthereforebesusceptibleoftreatmentinagreatvarietyofways.

1.TS`AOTS`AOorTs`aoKung,afterwardsknownasWeiWuTi[A.D.155—220].ThereishardlyanyroomfordoubtthattheearliestcommentaryonSunTzuactuallycamefromthepenofthisextraordinaryman,whosebiographyintheSANKUOCHIHreadslikearomance.Oneofthegreatestmilitarygeniusesthattheworldhasseen,andNapoleonicinthescaleofhisoperations,hewasespeciallyfamedforthemarvelousrapidityofhismarches,whichhasfoundexpressionintheline\"TalkofTs`aoTs`ao,andTs`aoTs`aowillappear.\"Ou—yangHsiusaysofhimthathewasagreatcaptainwho\"measuredhisstrengthagainstTungCho,LuPuandthetwoYuan,fatherandson,andvanquishedthemall;whereuponhedividedtheEmpireofHanwithWuandShu,andmadehimselfking.ItisrecordedthatwheneveracouncilofwarwasheldbyWeiontheeveofafar—reachingcampaign,hehadallhiscalculationsready;thosegeneralswhomadeuseofthemdidnotloseonebattleinten;thosewhorancountertotheminanyparticularsawtheirarmiesincontinentlybeatenandputtoflight.\"Ts`aoKung’snotesonSunTzu,modelsofausterebrevity,aresothoroughlycharacteristicofthesterncommanderknowntohistory,thatitishardindeedtoconceiveofthemastheworkofamereLITTERATEUR.Sometimes,indeed,owingtoextremecompression,theyarescarcelyintelligibleandstandnolessinneedofacommentarythanthetextitself.[40]

2.MENGSHIH.Thecommentarywhichhascomedowntousunderthisnameiscomparativelymeager,andnothingabouttheauthorisknown.Evenhispersonalnamehasnotbeenrecorded.

ChiT`ien—pao’seditionplaceshimafterChiaLin,andCh`aoKung—

wualsoassignshimtotheT`angdynasty,[41]butthisisamistake.InSunHsing—yen’spreface,heappearsasMengShihoftheLiangdynasty[502—557].OtherswouldidentifyhimwithMengK`angofthe3rdcentury.Heisnamedinoneworkasthelastofthe\"FiveCommentators,\"theothersbeingWeiWuTi,TuMu,Ch`enHaoandChiaLin.

3.LICH`UANofthe8thcenturywasawell—knownwriteronmilitarytactics.Oneofhisworkshasbeeninconstantusedowntothepresentday.TheT`UNGCHIHmentions\"LivesoffamousgeneralsfromtheChoutotheT`angdynasty\"aswrittenbyhim.

[42]AccordingtoCh`aoKung—wuandtheT`IEN—I—KOcatalogue,hefollowedavariantofthetextofSunTzuwhichdiffersconsiderablyfromthosenowextant.Hisnotesaremostlyshortandtothepoint,andhefrequentlyillustrateshisremarksbyanecdotesfromChinesehistory.

4.TUYU(died812)didnotpublishaseparatecommentaryonSunTzu,hisnotesbeingtakenfromtheT`UNGTIEN,theencyclopedictreatiseontheConstitutionwhichwashislife—

work.TheyarelargelyrepetitionsofTs`aoKungandMengShih,besideswhichitisbelievedthathedrewontheancientcommentariesofWangLingandothers.OwingtothepeculiararrangementofT`UNGTIEN,hehastoexplaineachpassageonitsmerits,apartfromthecontext,andsometimeshisownexplanationdoesnotagreewiththatofTs`aoKung,whomhealwaysquotesfirst.Thoughnotstrictlytobereckonedasoneofthe\"TenCommentators,\"hewasaddedtotheirnumberbyChiT`ien—pao,beingwronglyplacedafterhisgrandsonTuMu.

5.TUMU(803—852)isperhapsthebestknownasapoet——abrightstareveninthegloriousgalaxyoftheT`angperiod.WelearnfromCh`aoKung—wuthatalthoughhehadnopracticalexperienceofwar,hewasextremelyfondofdiscussingthesubject,andwasmoreoverwellreadinthemilitaryhistoryoftheCH`UNCH`IUandCHANKUOeras.Hisnotes,therefore,arewellworthattention.Theyareverycopious,andrepletewithhistoricalparallels.ThegistofSunTzu’sworkisthussummarizedbyhim:\"Practicebenevolenceandjustice,butontheotherhandmakefulluseofartificeandmeasuresofexpediency.\"

HefurtherdeclaredthatallthemilitarytriumphsanddisastersofthethousandyearswhichhadelapsedsinceSunTzu’sdeathwould,uponexamination,befoundtoupholdandcorroborate,ineveryparticular,themaximscontainedinhisbook.TuMu’ssomewhatspitefulchargeagainstTs`aoKunghasalreadybeenconsideredelsewhere.

6.CH`ENHAOappearstohavebeenacontemporaryofTuMu.

Ch`aoKung—wusaysthathewasimpelledtowriteanewcommentaryonSunTzubecauseTs`aoKung’sontheonehandwastooobscureandsubtle,andthatofTuMuontheothertoolong—windedanddiffuse.Ou—yangHsiu,writinginthemiddleofthe11thcentury,callsTs`aoKung,TuMuandCh`enHaothethreechiefcommentatorsonSunTzu,andobservesthatCh`enHaoiscontinuallyattackingTuMu’sshortcomings.Hiscommentary,thoughnotlackinginmerit,mustrankbelowthoseofhispredecessors.

7.CHIALINisknowntohavelivedundertheT`angdynasty,forhiscommentaryonSunTzuismentionedintheT`angShuandwasafterwardsrepublishedbyChiHsiehofthesamedynastytogetherwiththoseofMengShihandTuYu.Itisofsomewhatscantytexture,andinpointofquality,too,perhapstheleastvaluableoftheeleven.

8.MEIYAO—CH`EN(1002—1060),commonlyknownbyhis\"style\"

asMeiSheng—yu,was,likeTuMu,apoetofdistinction.HiscommentarywaspublishedwithalaudatoryprefacebythegreatOu—yangHsiu,fromwhichwemaycullthefollowing:——

LaterscholarshavemisreadSunTzu,distortinghiswordsandtryingtomakethemsquarewiththeirownone—sidedviews.Thus,thoughcommentatorshavenotbeenlacking,onlyafewhaveprovedequaltothetask.MyfriendSheng—yuhasnotfallenintothismistake.InattemptingtoprovideacriticalcommentaryforSunTzu’swork,hedoesnotlosesightofthefactthatthesesayingswereintendedforstatesengagedininternecinewarfare;thattheauthorisnotconcernedwiththemilitaryconditionsprevailingunderthesovereignsofthethreeancientdynasties,[43]norwiththeninepunitivemeasuresprescribedtotheMinisterofWar.

[44]Again,SunWulovedbrevityofdiction,buthismeaningisalwaysdeep.Whetherthesubjectbemarchinganarmy,orhandlingsoldiers,orestimatingtheenemy,orcontrollingtheforcesofvictory,itisalwayssystematicallytreated;

thesayingsareboundtogetherinstrictlogicalsequence,thoughthishasbeenobscuredbycommentatorswhohaveprobablyfailedtograsptheirmeaning.Inhisowncommentary,MeiSheng—yuhasbrushedasidealltheobstinateprejudicesofthesecritics,andhastriedtobringoutthetruemeaningofSunTzuhimself.Inthisway,thecloudsofconfusionhavebeendispersedandthesayingsmadeclear.I

amconvincedthatthepresentworkdeservestobehandeddownsidebysidewiththethreegreatcommentaries;andforagreatdealthattheyfindinthesayings,cominggenerationswillhaveconstantreasontothankmyfriendSheng—yu.

Makingsomeallowancefortheexuberanceoffriendship,Iaminclinedtoendorsethisfavorablejudgment,andwouldcertainlyplacehimaboveCh`enHaoinorderofmerit.

9.WANGHSI,alsooftheSungdynasty,isdecidedlyoriginalinsomeofhisinterpretations,butmuchlessjudiciousthanMeiYao—ch`en,andonthewholenotaverytrustworthyguide.HeisfondofcomparinghisowncommentarywiththatofTs`aoKung,butthecomparisonisnotoftenflatteringtohim.

WelearnfromCh`aoKung—wuthatWangHsirevisedtheancienttextofSunTzu,fillinguplacunaeandcorrectingmistakes.[45]

10.HOYEN—HSIoftheSungdynasty.ThepersonalnameofthiscommentatorisgivenasabovebyChengCh`iaointheTUNG

CHIH,writtenaboutthemiddleofthetwelfthcentury,butheappearssimplyasHoShihintheYUHAI,andMaTuan—linquotesCh`aoKung—wuassayingthathispersonalnameisunknown.ThereseemstobenoreasontodoubtChengCh`iao’sstatement,otherwiseIshouldhavebeeninclinedtohazardaguessandidentifyhimwithoneHoCh`u—fei,theauthorofashorttreatiseonwar,wholivedinthelatterpartofthe11thcentury.HoShih’scommentary,inthewordsoftheT`IEN—I—KOcatalogue,\"containshelpfuladditions\"hereandthere,butischieflyremarkableforthecopiousextractstaken,inadaptedform,fromthedynastichistoriesandothersources.

11.CHANGYU.Thelistcloseswithacommentatorofnogreatoriginalityperhaps,butgiftedwithadmirablepowersoflucidexposition.HiscommentatorisbasedonthatofTs`aoKung,whosetersesentenceshecontrivestoexpandanddevelopinmasterlyfashion.WithoutChangYu,itissafetosaythatmuchofTs`aoKung’scommentarywouldhaveremainedcloakedinitspristineobscurityandthereforevalueless.HisworkisnotmentionedintheSunghistory,theT`UNGK`AO,ortheYUHAI,butitfindsanicheintheT`UNGCHIH,whichalsonameshimastheauthorofthe\"LivesofFamousGenerals.\"[46]

Itisratherremarkablethatthelast—namedfourshouldallhaveflourishedwithinsoshortaspaceoftime.Ch`aoKung—wuaccountsforitbysaying:\"DuringtheearlyyearsoftheSungdynastytheEmpireenjoyedalongspellofpeace,andmenceasedtopracticetheartofwar.butwhen[Chao]Yuan—hao’srebellioncame[1038—42]andthefrontiergeneralsweredefeatedtimeaftertime,theCourtmadestrenuousinquiryformenskilledinwar,andmilitarytopicsbecamethevogueamongstallthehighofficials.HenceitisthatthecommentatorsofSunTzuinourdynastybelongmainlytothatperiod.[47]

Besidestheseelevencommentators,thereareseveralotherswhoseworkhasnotcomedowntous.TheSUISHUmentionsfour,namelyWangLing(oftenquotedbyTuYuasWangTzu);ChangTzu—

shang;ChiaHsuofWei;[48]andShenYuofWu.TheT`ANGSHU

addsSunHao,andtheT`UNGCHIHHsiaoChi,whiletheT`USHU

mentionsaMingcommentator,HuangJun—yu.Itispossiblethatsomeofthesemayhavebeenmerelycollectorsandeditorsofothercommentaries,likeChiT`ien—paoandChiHsieh,mentionedabove.

AppreciationsofSunTzu—————

SunTzuhasexercisedapotentfascinationoverthemindsofsomeofChina’sgreatestmen.AmongthefamousgeneralswhoareknowntohavestudiedhispageswithenthusiasmmaybementionedHanHsin(d.196B.C.),[49]FengI(d.34A.D.),[50]LuMeng(d.219),[51]andYoFei(1103—1141).[52]TheopinionofTs`aoKung,whodisputeswithHanHsinthehighestplaceinChinesemilitaryannals,hasalreadybeenrecorded.[53]Stillmoreremarkable,inoneway,isthetestimonyofpurelyliterarymen,suchasSuHsun(thefatherofSuTung—p`o),whowroteseveralessaysonmilitarytopics,allofwhichowetheirchiefinspirationtoSunTzu.ThefollowingshortpassagebyhimispreservedintheYUHAI:[54]——

SunWu’ssaying,thatinwaronecannotmakecertainofconquering,[55]isverydifferentindeedfromwhatotherbookstellus.[56]WuCh`iwasamanofthesamestampasSunWu:theybothwrotebooksonwar,andtheyarelinkedtogetherinpopularspeechas\"SunandWu.\"ButWuCh`i’sremarksonwararelessweighty,hisrulesarerougherandmorecrudelystated,andthereisnotthesameunityofplanasinSunTzu’swork,wherethestyleisterse,butthemeaningfullybroughtout.

Thefollowingisanextractfromthe\"ImpartialJudgmentsintheGardenofLiterature\"byChengHou:——

SunTzu’s13chaptersarenotonlythestapleandbaseofallmilitarymen’straining,butalsocompelthemostcarefulattentionofscholarsandmenofletters.Hissayingsareterseyetelegant,simpleyetprofound,perspicuousandeminentlypractical.SuchworksastheLUN

YU,theICHINGandthegreatCommentary,[57]aswellasthewritingsofMencius,HsunK`uangandYangChu,allfallbelowthelevelofSunTzu.

ChuHsi,commentingonthis,fullyadmitsthefirstpartofthecriticism,althoughhedislikestheaudaciouscomparisonwiththeveneratedclassicalworks.Languageofthissort,hesays,\"encouragesaruler’sbenttowardsunrelentingwarfareandrecklessmilitarism.\"

ApologiesforWar—

AccustomedaswearetothinkofChinaasthegreatestpeace—lovingnationonearth,weareinsomedangerofforgettingthatherexperienceofwarinallitsphaseshasalsobeensuchasnomodernStatecanparallel.Herlongmilitaryannalsstretchbacktoapointatwhichtheyarelostinthemistsoftime.ShehadbuilttheGreatWallandwasmaintainingahugestandingarmyalongherfrontiercenturiesbeforethefirstRomanlegionarywasseenontheDanube.WhatwiththeperpetualcollisionsoftheancientfeudalStates,thegrimconflictswithHuns,Turksandotherinvadersafterthecentralizationofgovernment,theterrificupheavalswhichaccompaniedtheoverthrowofsomanydynasties,besidesthecountlessrebellionsandminordisturbancesthathaveflamedupandflickeredoutagainonebyone,itishardlytoomuchtosaythattheclashofarmshasneverceasedtoresoundinoneportionoranotheroftheEmpire.

NolessremarkableisthesuccessionofillustriouscaptainstowhomChinacanpointwithpride.Asinallcountries,thegreatestarefondofemergingatthemostfatefulcrisesofherhistory.Thus,PoCh`istandsoutconspicuousintheperiodwhenCh`inwasenteringuponherfinalstrugglewiththeremainingindependentstates.Thestormyyearswhichfollowedthebreak—upoftheCh`indynastyareilluminatedbythetranscendentgeniusofHanHsin.WhentheHouseofHaninturnistotteringtoitsfall,thegreatandbalefulfigureofTs`aoTs`aodominatesthescene.AndintheestablishmentoftheT`angdynasty,oneofthemightiesttasksachievedbyman,thesuperhumanenergyofLiShih—min(afterwardstheEmperorT`aiTsung)wassecondedbythebrilliantstrategyofLiChing.NoneofthesegeneralsneedfearcomparisonwiththegreatestnamesinthemilitaryhistoryofEurope.

Inspiteofallthis,thegreatbodyofChinesesentiment,fromLaoTzudownwards,andespeciallyasreflectedinthestandardliteratureofConfucianism,hasbeenconsistentlypacificandintenselyopposedtomilitarisminanyform.Itissuchanuncommonthingtofindanyoftheliteratidefendingwarfareonprinciple,thatIhavethoughtitworthwhiletocollectandtranslateafewpassagesinwhichtheunorthodoxviewisupheld.Thefollowing,bySsu—maCh`ien,showsthatforallhisardentadmirationofConfucius,hewasyetnoadvocateofpeaceatanyprice:——

MilitaryweaponsarethemeansusedbytheSagetopunishviolenceandcruelty,togivepeacetotroubloustimes,toremovedifficultiesanddangers,andtosuccorthosewhoareinperil.Everyanimalwithbloodinitsveinsandhornsonitsheadwillfightwhenitisattacked.Howmuchmoresowillman,whocarriesinhisbreastthefacultiesofloveandhatred,joyandanger!Whenheispleased,afeelingofaffectionspringsupwithinhim;whenangry,hispoisonedstingisbroughtintoplay.ThatisthenaturallawwhichgovernshisbeingWhatthenshallbesaidofthosescholarsofourtime,blindtoallgreatissues,andwithoutanyappreciationofrelativevalues,whocanonlybarkouttheirstaleformulasabout\"virtue\"and\"civilization,\"condemningtheuseofmilitaryweapons?Theywillsurelybringourcountrytoimpotenceanddishonorandthelossofherrightfulheritage;or,attheveryleast,theywillbringaboutinvasionandrebellion,sacrificeofterritoryandgeneralenfeeblement.Yettheyobstinatelyrefusetomodifythepositiontheyhavetakenup.Thetruthisthat,justasinthefamilytheteachermustnotsparetherod,andpunishmentscannotbedispensedwithintheState,somilitarychastisementcanneverbeallowedtofallintoabeyanceintheEmpire.Allonecansayisthatthispowerwillbeexercisedwiselybysome,foolishlybyothers,andthatamongthosewhobeararmssomewillbeloyalandothersrebellious.[58]

ThenextpieceistakenfromTuMu’sprefacetohiscommentaryonSunTzu:——

Warmaybedefinedaspunishment,whichisoneofthefunctionsofgovernment.ItwastheprofessionofChungYuandJanCh`iu,bothdisciplesofConfucius.Nowadays,theholdingoftrialsandhearingoflitigation,theimprisonmentofoffendersandtheirexecutionbyflogginginthemarket—

place,arealldonebyofficials.Butthewieldingofhugearmies,thethrowingdownoffortifiedcities,thehaulingofwomenandchildrenintocaptivity,andthebeheadingoftraitors——thisisalsoworkwhichisdonebyofficials.

Theobjectsoftherackandofmilitaryweaponsareessentiallythesame.Thereisnointrinsicdifferencebetweenthepunishmentoffloggingandcuttingoffheadsinwar.Forthelesserinfractionsoflaw,whichareeasilydealtwith,onlyasmallamountofforceneedbeemployed:

hencetheuseofmilitaryweaponsandwholesaledecapitation.

Inbothcases,however,theendinviewistogetridofwickedpeople,andtogivecomfortandrelieftothegood

Chi—sunaskedJanYu,saying:\"Haveyou,Sir,acquiredyourmilitaryaptitudebystudy,orisitinnate?\"JanYureplied:\"Ithasbeenacquiredbystudy.\"[59]\"Howcanthatbeso,\"saidChi—sun,\"seeingthatyouareadiscipleofConfucius?\"\"Itisafact,\"repliedJanYu;\"IwastaughtbyConfucius.ItisfittingthatthegreatSageshouldexercisebothcivilandmilitaryfunctions,thoughtobesuremyinstructionintheartoffightinghasnotyetgoneveryfar.\"

Now,whotheauthorwasofthisrigiddistinctionbetweenthe\"civil\"andthe\"military,\"andthelimitationofeachtoaseparatesphereofaction,orinwhatyearofwhichdynastyitwasfirstintroduced,ismorethanIcansay.