第4章

[ss.12—14arerepeatedinchap.XI.ss.52.]

15.Inwar,practicedissimulation,andyouwillsucceed.

[InthetacticsofTurenne,deceptionoftheenemy,especiallyastothenumericalstrengthofhistroops,tookaveryprominentposition.[2]]

16.Whethertoconcentrateortodivideyourtroops,mustbedecidedbycircumstances.

17.Letyourrapiditybethatofthewind,[Thesimileisdoublyappropriate,becausethewindisnotonlyswiftbut,asMeiYao—ch`enpointsout,\"invisibleandleavesnotracks.\"]

yourcompactnessthatoftheforest.

[MengShihcomesnearertothemarkinhisnote:\"Whenslowlymarching,orderandranksmustbepreserved\"——soastoguardagainstsurpriseattacks.Butnaturalforestdonotgrowinrows,whereastheydogenerallypossessthequalityofdensityorcompactness.]

18.Inraidingandplunderingbelikefire,[Cf.SHIHCHING,IV.3.iv.6:\"Fierceasablazingfirewhichnomancancheck.\"]

isimmovabilitylikeamountain.

[Thatis,whenholdingapositionfromwhichtheenemyistryingtodislodgeyou,orperhaps,asTuYusays,whenheistryingtoenticeyouintoatrap.]

19.Letyourplansbedarkandimpenetrableasnight,andwhenyoumove,falllikeathunderbolt.

[TuYuquotesasayingofT`aiKungwhichhaspassedintoaproverb:\"Youcannotshutyourearstothethunderoryoureyestothelighting——sorapidarethey.\"Likewise,anattackshouldbemadesoquicklythatitcannotbeparried.]

20.Whenyouplunderacountryside,letthespoilbedividedamongstyourmen;

[SunTzuwishestolessentheabusesofindiscriminateplunderingbyinsistingthatallbootyshallbethrownintoacommonstock,whichmayafterwardsbefairlydividedamongstall.]

whenyoucapturenewterritory,cutitupintoallotmentsforthebenefitofthesoldiery.

[Ch`enHaosays\"quarteryoursoldiersontheland,andletthemsowandplantit.\"Itisbyactingonthisprinciple,andharvestingthelandstheyinvaded,thattheChinesehavesucceededincarryingoutsomeoftheirmostmemorableandtriumphantexpeditions,suchasthatofPanCh`aowhopenetratedtotheCaspian,andinmorerecentyears,thoseofFu—k`ang—anandTsoTsung—t`ang.]

21.Ponderanddeliberatebeforeyoumakeamove.

[ChangYuquotesWeiLiaoTzuassayingthatwemustnotbreakcampuntilwehavegainedtheresistingpoweroftheenemyandtheclevernessoftheopposinggeneral.Cf.the\"sevencomparisons\"inI.ss.13.]

22.Hewillconquerwhohaslearnttheartificeofdeviation.

[Seesupra,SS.3,4.]

Suchistheartofmaneuvering.

[Withthesewords,thechapterwouldnaturallycometoanend.ButtherenowfollowsalongappendixintheshapeofanextractfromanearlierbookonWar,nowlost,butapparentlyextantatthetimewhenSunTzuwrote.ThestyleofthisfragmentisnotnoticeabledifferentfromthatofSunTzuhimself,butnocommentatorraisesadoubtastoitsgenuineness.]

23.TheBookofArmyManagementsays:

[Itisperhapssignificantthatnoneoftheearliercommentatorsgiveusanyinformationaboutthiswork.MeiYao—

Ch`encallsit\"anancientmilitaryclassic,\"andWangHsi,\"anoldbookonwar.\"ConsideringtheenormousamountoffightingthathadgoneonforcenturiesbeforeSunTzu’stimebetweenthevariouskingdomsandprincipalitiesofChina,itisnotinitselfimprobablethatacollectionofmilitarymaximsshouldhavebeenmadeandwrittendownatsomeearlierperiod.]

Onthefieldofbattle,[Implied,thoughnotactuallyintheChinese.]

thespokenworddoesnotcarryfarenough:hencetheinstitutionofgongsanddrums.Norcanordinaryobjectsbeseenclearlyenough:hencetheinstitutionofbannersandflags.

24.Gongsanddrums,bannersandflags,aremeanswherebytheearsandeyesofthehostmaybefocusedononeparticularpoint.

[ChangYusays:\"Ifsightandhearingconvergesimultaneouslyonthesameobject,theevolutionsofasmanyasamillionsoldierswillbelikethoseofasingleman.\"!]

25.Thehostthusformingasingleunitedbody,isitimpossibleeitherforthebravetoadvancealone,orforthecowardlytoretreatalone.

[ChuangYuquotesasaying:\"Equallyguiltyarethosewhoadvanceagainstordersandthosewhoretreatagainstorders.\"TuMutellsastoryinthisconnectionofWuCh`i,whenhewasfightingagainsttheCh`inState.Beforethebattlehadbegun,oneofhissoldiers,amanofmatchlessdaring,salliedforthbyhimself,capturedtwoheadsfromtheenemy,andreturnedtocamp.

WuCh`ihadthemaninstantlyexecuted,whereuponanofficerventuredtoremonstrate,saying:\"Thismanwasagoodsoldier,andoughtnottohavebeenbeheaded.\"WuCh`ireplied:\"Ifullybelievehewasagoodsoldier,butIhadhimbeheadedbecauseheactedwithoutorders.\"]

Thisistheartofhandlinglargemassesofmen.

26.Innight—fighting,then,makemuchuseofsignal—firesanddrums,andinfightingbyday,offlagsandbanners,asameansofinfluencingtheearsandeyesofyourarmy.

[Ch`enHaoalludestoLiKuang—pi’snightridetoHo—yangattheheadof500mountedmen;theymadesuchanimposingdisplaywithtorches,thatthoughtherebelleaderShihSsu—minghadalargearmy,hedidnotdaretodisputetheirpassage.]

27.Awholearmymayberobbedofitsspirit;

[\"Inwar,\"saysChangYu,\"ifaspiritofangercanbemadetopervadeallranksofanarmyatoneandthesametime,itsonsetwillbeirresistible.Nowthespiritoftheenemy’ssoldierswillbekeenestwhentheyhavenewlyarrivedonthescene,anditisthereforeourcuenottofightatonce,buttowaituntiltheirardorandenthusiasmhavewornoff,andthenstrike.Itisinthiswaythattheymayberobbedoftheirkeenspirit.\"LiCh`uanandotherstellananecdote(tobefoundintheTSOCHUAN,year10,ss.1)ofTs`aoKuei,aprotegeofDukeChuangofLu.ThelatterStatewasattackedbyCh`i,andthedukewasabouttojoinbattleatCh`ang—cho,afterthefirstrolloftheenemy’sdrums,whenTs`aosaid:\"Notjustyet.\"Onlyaftertheirdrumshadbeatenforthethirdtime,didhegivethewordforattack.Thentheyfought,andthemenofCh`iwereutterlydefeated.QuestionedafterwardsbytheDukeastothemeaningofhisdelay,Ts`aoKueireplied:\"Inbattle,acourageousspiritiseverything.Nowthefirstrollofthedrumtendstocreatethisspirit,butwiththeseconditisalreadyonthewane,andafterthethirditisgonealtogether.Iattackedwhentheirspiritwasgoneandourswasatitsheight.Henceourvictory.\"WuTzu(chap.4)puts\"spirit\"firstamongthe\"fourimportantinfluences\"inwar,andcontinues:\"Thevalueofawholearmy——amightyhostofamillionmen——isdependentononemanalone:suchistheinfluenceofspirit!\"]

acommander—in—chiefmayberobbedofhispresenceofmind.

[ChangYusays:\"Presenceofmindisthegeneral’smostimportantasset.Itisthequalitywhichenableshimtodisciplinedisorderandtoinspirecourageintothepanic—

stricken.\"ThegreatgeneralLiChing(A.D.571—649)hasasaying:\"Attackingdoesnotmerelyconsistinassaultingwalledcitiesorstrikingatanarmyinbattlearray;itmustincludetheartofassailingtheenemy’smentalequilibrium.\"]

28.Nowasolider’sspiritiskeenestinthemorning;

[Alwaysprovided,Isuppose,thathehashadbreakfast.AtthebattleoftheTrebia,theRomanswerefoolishlyallowedtofightfasting,whereasHannibal’smenhadbreakfastedattheirleisure.SeeLivy,XXI,liv.8,lv.1and8.]

bynoondayithasbeguntoflag;andintheevening,hismindisbentonlyonreturningtocamp.

29.Aclevergeneral,therefore,avoidsanarmywhenitsspiritiskeen,butattacksitwhenitissluggishandinclinedtoreturn.Thisistheartofstudyingmoods.

30.Disciplinedandcalm,toawaittheappearanceofdisorderandhubbubamongsttheenemy:——thisistheartofretainingself—possession.

31.Tobenearthegoalwhiletheenemyisstillfarfromit,towaitateasewhiletheenemyistoilingandstruggling,tobewell—fedwhiletheenemyisfamished:——thisistheartofhusbandingone’sstrength.

32.Torefrainfrominterceptinganenemywhosebannersareinperfectorder,torefrainfromattackinganarmydrawnupincalmandconfidentarray:——thisistheartofstudyingcircumstances.

33.Itisamilitaryaxiomnottoadvanceuphillagainsttheenemy,nortoopposehimwhenhecomesdownhill.

34.Donotpursueanenemywhosimulatesflight;donotattacksoldierswhosetemperiskeen.

35.Donotswallowbaitofferedbytheenemy.

[LiCh`uanandTuMu,withextraordinaryinabilitytoseeametaphor,takethesewordsquiteliterallyoffoodanddrinkthathavebeenpoisonedbytheenemy.Ch`enHaoandChangYucarefullypointoutthatthesayinghasawiderapplication.]

Donotinterferewithanarmythatisreturninghome.

[Thecommentatorsexplainthisrathersingularpieceofadvicebysayingthatamanwhoseheartissetonreturninghomewillfighttothedeathagainstanyattempttobarhisway,andisthereforetoodangerousanopponenttobetackled.ChangYuquotesthewordsofHanHsin:\"Invincibleisthesoldierwhohathhisdesireandreturnethhomewards.\"AmarveloustaleistoldofTs`aoTs`ao’scourageandresourceinch.1oftheSAN

KUOCHI:In198A.D.,hewasbesiegingChangHsiuinJang,whenLiuPiaosentreinforcementswithaviewtocuttingoffTs`ao’sretreat.Thelatterwasobligbedtodrawoffhistroops,onlytofindhimselfhemmedinbetweentwoenemies,whowereguardingeachoutletofanarrowpassinwhichhehadengagedhimself.InthisdesperateplightTs`aowaiteduntilnightfall,whenheboredatunnelintothemountainsideandlaidanambushinit.Assoonasthewholearmyhadpassedby,thehiddentroopsfellonhisrear,whileTs`aohimselfturnedandmethispursuersinfront,sothattheywerethrownintoconfusionandannihilated.

Ts`aoTs`aosaidafterwards:\"Thebrigandstriedtocheckmyarmyinitsretreatandbroughtmetobattleinadesperateposition:henceIknewhowtoovercomethem.\"]

36.Whenyousurroundanarmy,leaveanoutletfree.

[Thisdoesnotmeanthattheenemyistobeallowedtoescape.Theobject,asTuMuputsit,is\"tomakehimbelievethatthereisaroadtosafety,andthuspreventhisfightingwiththecourageofdespair.\"TuMuaddspleasantly:\"Afterthat,youmaycrushhim.\"]

Donotpressadesperatefoetoohard.

[Ch`enHaoquotesthesaying:\"Birdsandbeastswhenbroughttobaywillusetheirclawsandteeth.\"ChangYusays:

\"Ifyouradversaryhasburnedhisboatsanddestroyedhiscooking—pots,andisreadytostakeallontheissueofabattle,hemustnotbepushedtoextremities.\"HoShihillustratesthemeaningbyastorytakenfromthelifeofYen—ch`ing.Thatgeneral,togetherwithhiscolleagueTuChung—weiwassurroundedbyavastlysuperiorarmyofKhitansintheyear945A.D.Thecountrywasbareanddesert—like,andthelittleChineseforcewassoonindirestraitsforwantofwater.Thewellstheyboredrandry,andthemenwerereducedtosqueezinglumpsofmudandsuckingoutthemoisture.Theirranksthinnedrapidly,untilatlastFuYen—ch`ingexclaimed:\"Wearedesperatemen.Farbettertodieforourcountrythantogowithfetteredhandsintocaptivity!\"Astronggalehappenedtobeblowingfromthenortheastanddarkeningtheairwithdensecloudsofsandydust.

ToChung—weiwasforwaitinguntilthishadabatedbeforedecidingonafinalattack;butluckilyanotherofficer,LiShou—

chengbyname,wasquickertoseeanopportunity,andsaid:

\"Theyaremanyandwearefew,butinthemidstofthissandstormournumberswillnotbediscernible;victorywillgotothestrenuousfighter,andthewindwillbeourbestally.\"

Accordingly,FuYen—ch`ingmadeasuddenandwhollyunexpectedonslaughtwithhiscavalry,routedthebarbariansandsucceededinbreakingthroughtosafety.]

37.Suchistheartofwarfare.

[1]SeeCol.Henderson,op.cit.vol.I.p.426.

[2]Foranumberofmaximsonthishead,see\"MarshalTurenne\"

(Longmans,1907),p.29.

VIII.VARIATIONINTACTICS

[Theheadingmeansliterally\"TheNineVariations,\"butasSunTzudoesnotappeartoenumeratethese,andas,indeed,hehasalreadytoldus(VSS.6—11)thatsuchdeflectionsfromtheordinarycoursearepracticallyinnumerable,wehavelittleoptionbuttofollowWangHsi,whosaysthat\"Nine\"standsforanindefinitelylargenumber.\"AllitmeansisthatinwarfareweoughttoveryourtacticstotheutmostdegreeIdonotknowwhatTs`aoKungmakestheseNineVariationsouttobe,butithasbeensuggestedthattheyareconnectedwiththeNineSituations\"

—ofchapt.XI.ThisistheviewadoptedbyChangYu.Theonlyotheralternativeistosupposethatsomethinghasbeenlost——asuppositiontowhichtheunusualshortnessofthechapterlendssomeweight.]

1.SunTzusaid:Inwar,thegeneralreceiveshiscommandsfromthesovereign,collectshisarmyandconcentrateshisforces.

[RepeatedfromVII.ss.1,whereitiscertainlymoreinplace.Itmayhavebeeninterpolatedheremerelyinordertosupplyabeginningtothechapter.]

2.Whenindifficultcountry,donotencamp.Incountrywherehighroadsintersect,joinhandswithyourallies.Donotlingerindangerouslyisolatedpositions.

[ThelastsituationisnotoneoftheNineSituationsasgiveninthebeginningofchap.XI,butoccurslateron(ibid.

ss.43.q.v.).ChangYudefinesthissituationasbeingsituatedacrossthefrontier,inhostileterritory.LiCh`uansaysitis\"countryinwhichtherearenospringsorwells,flocksorherds,vegetablesorfirewood;\"ChiaLin,\"oneofgorges,chasmsandprecipices,withoutaroadbywhichtoadvance.\"]

Inhemmed—insituations,youmustresorttostratagem.Indesperateposition,youmustfight.

3.Thereareroadswhichmustnotbefollowed,[\"Especiallythoseleadingthroughnarrowdefiles,\"saysLiCh`uan,\"whereanambushistobefeared.\"]

armieswhichmustbenotattacked,[Morecorrectly,perhaps,\"therearetimeswhenanarmymustnotbeattacked.\"Ch`enHaosays:\"Whenyouseeyourwaytoobtainarivaladvantage,butarepowerlesstoinflictarealdefeat,refrainfromattacking,forfearofovertaxingyourmen’sstrength.\"]

townswhichmustbebesieged,[Cf.III.ss.4Ts`aoKunggivesaninterestingillustrationfromhisownexperience.WheninvadingtheterritoryofHsu—chou,heignoredthecityofHua—pi,whichlaydirectlyinhispath,andpressedonintotheheartofthecountry.Thisexcellentstrategywasrewardedbythesubsequentcaptureofnofewerthanfourteenimportantdistrictcities.

ChangYusays:\"Notownshouldbeattackedwhich,iftaken,cannotbeheld,orifleftalone,willnotcauseanytrouble.\"

HsunYing,whenurgedtoattackPi—yang,replied:\"Thecityissmallandwell—fortified;evenifIsucceedintakingit,itwillbenogreatfeatofarms;whereasifIfail,Ishallmakemyselfalaughing—stock.\"Intheseventeenthcentury,siegesstillformedalargeproportionofwar.ItwasTurennewhodirectedattentiontotheimportanceofmarches,countermarchesandmaneuvers.Hesaid:\"Itisagreatmistaketowastemenintakingatownwhenthesameexpenditureofsoldierswillgainaprovince.\"[1]]

positionswhichmustnotbecontested,commandsofthesovereignwhichmustnotbeobeyed.

[ThisisahardsayingfortheChinese,withtheirreverenceforauthority,andWeiLiaoTzu(quotedbyTuMu)ismovedtoexclaim:\"Weaponsarebalefulinstruments,strifeisantagonistictovirtue,amilitarycommanderisthenegationofcivilorder!\"Theunpalatablefactremains,however,thatevenImperialwishesmustbesubordinatedtomilitarynecessity.]

4.Thegeneralwhothoroughlyunderstandstheadvantagesthataccompanyvariationoftacticsknowshowtohandlehistroops.

5.Thegeneralwhodoesnotunderstandthese,maybewellacquaintedwiththeconfigurationofthecountry,yethewillnotbeabletoturnhisknowledgetopracticalaccount.

[Literally,\"gettheadvantageoftheground,\"whichmeansnotonlysecuringgoodpositions,butavailingoneselfofnaturaladvantagesineverypossibleway.ChangYusays:\"Everykindofgroundischaracterizedbycertainnaturalfeatures,andalsogivesscopeforacertainvariabilityofplan.Howitispossibletoturnthesenaturalfeaturestoaccountunlesstopographicalknowledgeissupplementedbyversatilityofmind?\"]

6.So,thestudentofwarwhoisunversedintheartofwarofvaryinghisplans,eventhoughhebeacquaintedwiththeFiveAdvantages,willfailtomakethebestuseofhismen.

[ChiaLintellsusthattheseimplyfiveobviousandgenerallyadvantageouslinesofaction,namely:\"ifacertainroadisshort,itmustbefollowed;ifanarmyisisolated,itmustbeattacked;ifatownisinaparlouscondition,itmustbebesieged;ifapositioncanbestormed,itmustbeattempted;andifconsistentwithmilitaryoperations,theruler’scommandsmustbeobeyed.\"Buttherearecircumstanceswhichsometimesforbidageneraltousetheseadvantages.Forinstance,\"acertainroadmaybetheshortestwayforhim,butifheknowsthatitaboundsinnaturalobstacles,orthattheenemyhaslaidanambushonit,hewillnotfollowthatroad.Ahostileforcemaybeopentoattack,butifheknowsthatitishard—pressedandlikelytofightwithdesperation,hewillrefrainfromstriking,\"andsoon.]

7.Henceinthewiseleader’splans,considerationsofadvantageandofdisadvantagewillbeblendedtogether.

[\"Whetherinanadvantageouspositionoradisadvantageousone,\"saysTs`aoKung,\"theoppositestateshouldbealwayspresenttoyourmind.\"]

8.Ifourexpectationofadvantagebetemperedinthisway,wemaysucceedinaccomplishingtheessentialpartofourschemes.

[TuMusays:\"Ifwewishtowrestanadvantagefromtheenemy,wemustnotfixourmindsonthatalone,butallowforthepossibilityoftheenemyalsodoingsomeharmtous,andletthisenterasafactorintoourcalculations.\"]

9.If,ontheotherhand,inthemidstofdifficultieswearealwaysreadytoseizeanadvantage,wemayextricateourselvesfrommisfortune.

[TuMusays:\"IfIwishtoextricatemyselffromadangerousposition,Imustconsidernotonlytheenemy’sabilitytoinjureme,butalsomyownabilitytogainanadvantageovertheenemy.Ifinmycounselsthesetwoconsiderationsareproperlyblended,IshallsucceedinliberatingmyselfForinstance;ifIamsurroundedbytheenemyandonlythinkofeffectinganescape,thenervelessnessofmypolicywillincitemyadversarytopursueandcrushme;itwouldbefarbettertoencouragemymentodeliveraboldcounter—attack,andusetheadvantagethusgainedtofreemyselffromtheenemy’stoils.\"

SeethestoryofTs`aoTs`ao,VII.ss.35,note.]

10.Reducethehostilechiefsbyinflictingdamageonthem;

[ChiaLinenumeratesseveralwaysofinflictingthisinjury,someofwhichwouldonlyoccurtotheOrientalmind:——\"Enticeawaytheenemy’sbestandwisestmen,sothathemaybeleftwithoutcounselors.Introducetraitorsintohiscountry,thatthegovernmentpolicymayberenderedfutile.Fomentintrigueanddeceit,andthussowdissensionbetweentherulerandhisministers.Bymeansofeveryartfulcontrivance,causedeteriorationamongsthismenandwasteofhistreasure.Corrupthismoralsbyinsidiousgiftsleadinghimintoexcess.Disturbandunsettlehismindbypresentinghimwithlovelywomen.\"

ChangYu(afterWangHsi)makesadifferentinterpretationofSunTzuhere:\"Gettheenemyintoapositionwherehemustsufferinjury,andhewillsubmitofhisownaccord.\"]

andmaketroubleforthem,[TuMu,inthisphrase,inhisinterpretationindicatesthattroubleshouldbemakefortheenemyaffectingtheir\"possessions,\"or,aswemightsay,\"assets,\"whichheconsiderstobe\"alargearmy,arichexchequer,harmonyamongstthesoldiers,punctualfulfillmentofcommands.\"Thesegiveusawhip—handovertheenemy.]

andkeepthemconstantlyengaged;

[Literally,\"makeservantsofthem.\"TuYusays\"preventthefromhavinganyrest.\"]

holdoutspeciousallurements,andmakethemrushtoanygivenpoint.

[MengShih’snotecontainsanexcellentexampleoftheidiomaticuseof:\"causethemtoforgetPIEN(thereasonsforactingotherwisethanontheirfirstimpulse),andhasteninourdirection.\"]

11.Theartofwarteachesustorelynotonthelikelihoodoftheenemy’snotcoming,butonourownreadinesstoreceivehim;notonthechanceofhisnotattacking,butratheronthefactthatwehavemadeourpositionunassailable.

12.Therearefivedangerousfaultswhichmayaffectageneral:(1)Recklessness,whichleadstodestruction;

[\"Braverywithoutforethought,\"asTs`aoKunganalyzesit,whichcausesamantofightblindlyanddesperatelylikeamadbull.Suchanopponent,saysChangYu,\"mustnotbeencounteredwithbruteforce,butmaybeluredintoanambushandslain.\"

Cf.WuTzu,chap.IV.adinit.:\"Inestimatingthecharacterofageneral,menarewonttopayexclusiveattentiontohiscourage,forgettingthatcourageisonlyoneoutofmanyqualitieswhichageneralshouldpossess.Themerelybravemanispronetofightrecklessly;andhewhofightsrecklessly,withoutanyperceptionofwhatisexpedient,mustbecondemned.\"

Ssu—maFa,too,maketheincisiveremark:\"Simplygoingtoone’sdeathdoesnotbringaboutvictory.\"]

(2)cowardice,whichleadstocapture;

[Ts`aoKungdefinestheChinesewordtranslatedhereas\"cowardice\"asbeingoftheman\"whomtimiditypreventsfromadvancingtoseizeanadvantage,\"andWangHsiadds\"whoisquicktofleeatthesightofdanger.\"MengShihgivesthecloserparaphrase\"hewhoisbentonreturningalive,\"thisis,themanwhowillnevertakearisk.But,asSunTzuknew,nothingistobeachievedinwarunlessyouarewillingtotakerisks.T`aiKungsaid:\"Hewholetsanadvantageslipwillsubsequentlybringuponhimselfrealdisaster.\"In404A.D.,LiuYupursuedtherebelHuanHsuanuptheYangtszeandfoughtanavalbattlewithhimattheislandofCh`eng—hung.Theloyaltroopsnumberedonlyafewthousands,whiletheiropponentswereingreatforce.

ButHuanHsuan,fearingthefatewhichwasinstoreforhimshouldbebeovercome,hadalightboatmadefasttothesideofhiswar—junk,sothathemightescape,ifnecessary,atamoment’snotice.Thenaturalresultwasthatthefightingspiritofhissoldierswasutterlyquenched,andwhentheloyalistsmadeanattackfromwindwardwithfireships,allstrivingwiththeutmostardortobefirstinthefray,HuanHsuan’sforceswererouted,hadtoburnalltheirbaggageandfledfortwodaysandnightswithoutstopping.ChangYutellsasomewhatsimilarstoryofChaoYing—ch`i,ageneraloftheChinStatewhoduringabattlewiththearmyofCh`uin597B.C.hadaboatkeptinreadinessforhimontheriver,wishingincaseofdefeattobethefirsttogetacross.]

(3)ahastytemper,whichcanbeprovokedbyinsults;

[TuMutellsusthatYaoHsing,whenopposedin357A.D.byHuangMei,TengCh`iangandothersshuthimselfupbehindhiswallsandrefusedtofight.TengCh`iangsaid:\"Ouradversaryisofacholerictemperandeasilyprovoked;letusmakeconstantsalliesandbreakdownhiswalls,thenhewillgrowangryandcomeout.Oncewecanbringhisforcetobattle,itisdoomedtobeourprey.\"Thisplanwasactedupon,YaoHsiangcameouttofight,wasluredasfarasSan—yuanbytheenemy’spretendedflight,andfinallyattackedandslain.]

(4)adelicacyofhonorwhichissensitivetoshame;

[Thisneednotbetakentomeanthatasenseofhonorisreallyadefectinageneral.WhatSunTzucondemnsisratheranexaggeratedsensitivenesstoslanderousreports,thethin—skinnedmanwhoisstungbyopprobrium,howeverundeserved.MeiYao—

ch`entrulyobserves,thoughsomewhatparadoxically:\"Theseekaftergloryshouldbecarelessofpublicopinion.\"]

(5)over—solicitudeforhismen,whichexposeshimtoworryandtrouble.

[Hereagain,SunTzudoesnotmeanthatthegeneralistobecarelessofthewelfareofhistroops.Allhewishestoemphasizeisthedangerofsacrificinganyimportantmilitaryadvantagetotheimmediatecomfortofhismen.Thisisashortsightedpolicy,becauseinthelongrunthetroopswillsuffermorefromthedefeat,or,atbest,theprolongationofthewar,whichwillbetheconsequence.Amistakenfeelingofpitywillofteninduceageneraltorelieveabeleagueredcity,ortoreinforceahard—presseddetachment,contrarytohismilitaryinstincts.ItisnowgenerallyadmittedthatourrepeatedeffortstorelieveLadysmithintheSouthAfricanWarweresomanystrategicalblunderswhichdefeatedtheirownpurpose.Andintheend,reliefcamethroughtheverymanwhostartedoutwiththedistinctresolvenolongertosubordinatetheinterestsofthewholetosentimentinfavorofapart.Anoldsoldierofoneofourgeneralswhofailedmostconspicuouslyinthiswar,triedonce,Iremember,todefendhimtomeonthegroundthathewasalways\"sogoodtohismen.\"Bythisplea,hadhebutknownit,hewasonlycondemninghimoutofSunTzu’smouth.]

13.Thesearethefivebesettingsinsofageneral,ruinoustotheconductofwar.

14.Whenanarmyisoverthrownanditsleaderslain,thecausewillsurelybefoundamongthesefivedangerousfaults.

Letthembeasubjectofmeditation.

[1]\"MarshalTurenne,\"p.50.

IX.THEARMYONTHEMARCH

[Thecontentsofthisinterestingchapterarebetterindicatedinss.1thanbythisheading.]

1.SunTzusaid:Wecomenowtothequestionofencampingthearmy,andobservingsignsoftheenemy.Passquicklyovermountains,andkeepintheneighborhoodofvalleys.

[Theideais,nottolingeramongbarrenuplands,buttokeepclosetosuppliesofwaterandgrass.Cf.WuTzu,ch.3:

\"Abidenotinnaturalovens,\"i.e.\"theopeningsofvalleys.\"

ChangYutellsthefollowinganecdote:Wu—tuCh`iangwasarobbercaptaininthetimeoftheLaterHan,andMaYuanwassenttoexterminatehisgang.Ch`ianghavingfoundarefugeinthehills,MaYuanmadenoattempttoforceabattle,butseizedallthefavorablepositionscommandingsuppliesofwaterandforage.

Ch`iangwassooninsuchadesperateplightforwantofprovisionsthathewasforcedtomakeatotalsurrender.Hedidnotknowtheadvantageofkeepingintheneighborhoodofvalleys.\"]

2.Campinhighplaces,[Notonhighhills,butonknollsorhillockselevatedabovethesurroundingcountry.]

facingthesun.

[TuMutakesthistomean\"facingsouth,\"andCh`enHao\"facingeast.\"Cf.infra,SS.11,13.

Donotclimbheightsinordertofight.Somuchformountainwarfare.

3.Aftercrossingariver,youshouldgetfarawayfromit.

[\"Inordertotempttheenemytocrossafteryou,\"accordingtoTs`aoKung,andalso,saysChangYu,\"inordernottobeimpededinyourevolutions.\"TheT`UNGTIENreads,\"IfTHEENEMY

crossesariver,\"etc.Butinviewofthenextsentence,thisisalmostcertainlyaninterpolation.]

4.Whenaninvadingforcecrossesariverinitsonwardmarch,donotadvancetomeetitinmid—stream.Itwillbebesttolethalfthearmygetacross,andthendeliveryourattack.

[LiCh`uanalludestothegreatvictorywonbyHanHsinoverLungChuattheWeiRiver.TurningtotheCH`IENHANSHU,ch.

34,fol.6verso,wefindthebattledescribedasfollows:\"Thetwoarmiesweredrawnuponoppositesidesoftheriver.Inthenight,HanHsinorderedhismentotakesometenthousandsacksfilledwithsandandconstructadamhigherup.Then,leadinghalfhisarmyacross,heattackedLungChu;butafteratime,pretendingtohavefailedinhisattempt,hehastilywithdrewtotheotherbank.LungChuwasmuchelatedbythisunlooked—forsuccess,andexclaiming:\"IfeltsurethatHanHsinwasreallyacoward!\"hepursuedhimandbegancrossingtheriverinhisturn.

HanHsinnowsentapartytocutopenthesandbags,thusreleasingagreatvolumeofwater,whichsweptdownandpreventedthegreaterportionofLungChu’sarmyfromgettingacross.Hethenturnedupontheforcewhichhadbeencutoff,andannihilatedit,LungChuhimselfbeingamongsttheslain.Therestofthearmy,onthefurtherbank,alsoscatteredandfledinalldirections.]

5.Ifyouareanxioustofight,youshouldnotgotomeettheinvadernearariverwhichhehastocross.

[Forfearofpreventinghiscrossing.]

6.Mooryourcrafthigherupthantheenemy,andfacingthesun.

[Seesupra,ss.2.Therepetitionofthesewordsinconnectionwithwaterisveryawkward.ChangYuhasthenote:

\"Saideitheroftroopsmarshaledontheriver—bank,orofboatsanchoredinthestreamitself;ineithercaseitisessentialtobehigherthantheenemyandfacingthesun.\"Theothercommentatorsarenotatallexplicit.]

Donotmoveup—streamtomeettheenemy.

[TuMusays:\"Aswaterflowsdownwards,wemustnotpitchourcamponthelowerreachesofariver,forfeartheenemyshouldopenthesluicesandsweepusawayinaflood.Chu—koWu—

houhasremarkedthat’inriverwarfarewemustnotadvanceagainstthestream,’whichisasmuchastosaythatourfleetmustnotbeanchoredbelowthatoftheenemy,forthentheywouldbeabletotakeadvantageofthecurrentandmakeshortworkofus.\"Thereisalsothedanger,notedbyothercommentators,thattheenemymaythrowpoisononthewatertobecarrieddowntous.]

Somuchforriverwarfare.

7.Incrossingsalt—marshes,yoursoleconcernshouldbetogetoverthemquickly,withoutanydelay.

[Becauseofthelackoffreshwater,thepoorqualityoftheherbage,andlastbutnotleast,becausetheyarelow,flat,andexposedtoattack.]

8.Ifforcedtofightinasalt—marsh,youshouldhavewaterandgrassnearyou,andgetyourbacktoaclumpoftrees.

[LiCh`uanremarksthatthegroundislesslikelytobetreacherouswheretherearetrees,whileTuMusaysthattheywillservetoprotecttherear.]

Somuchforoperationsinsalt—marches.

9.Indry,levelcountry,takeupaneasilyaccessiblepositionwithrisinggroundtoyourrightandonyourrear,[TuMuquotesT`aiKungassaying:\"Anarmyshouldhaveastreamoramarshonitsleft,andahillortumulusonitsright.\"]

sothatthedangermaybeinfront,andsafetyliebehind.Somuchforcampaigninginflatcountry.

10.Thesearethefourusefulbranchesofmilitaryknowledge[Those,namely,concernedwith(1)mountains,(2)rivers,(3)marshes,and(4)plains.CompareNapoleon’s\"MilitaryMaxims,\"no.1.]

whichenabledtheYellowEmperortovanquishfourseveralsovereigns.

[Regardingthe\"YellowEmperor\":MeiYao—ch`enasks,withsomeplausibility,whetherthereisanerrorinthetextasnothingisknownofHuangTihavingconqueredfourotherEmperors.TheSHIHCHI(ch.1adinit.)speaksonlyofhisvictoriesoverYenTiandCh`ihYu.IntheLIUT`AOitismentionedthathe\"foughtseventybattlesandpacifiedtheEmpire.\"Ts`aoKung’sexplanationis,thattheYellowEmperorwasthefirsttoinstitutethefeudalsystemofvassalsprinces,eachofwhom(tothenumberoffour)originallyborethetitleofEmperor.LiCh`uantellsusthattheartofwaroriginatedunderHuangTi,whoreceiveditfromhisMinisterFengHou.]

11.Allarmiespreferhighgroundtolow.

[\"HighGround,\"saysMeiYao—ch`en,\"isnotonlymoreagreementandsalubrious,butmoreconvenientfromamilitarypointofview;lowgroundisnotonlydampandunhealthy,butalsodisadvantageousforfighting.\"]

andsunnyplacestodark.

12.Ifyouarecarefulofyourmen,[Ts`aoKungsays:\"Makeforfreshwaterandpasture,whereyoucanturnoutyouranimalstograze.\"]

andcamponhardground,thearmywillbefreefromdiseaseofeverykind,[ChangYusays:\"Thedrynessoftheclimatewillpreventtheoutbreakofillness.\"]

andthiswillspellvictory.

13.Whenyoucometoahillorabank,occupythesunnyside,withtheslopeonyourrightrear.Thusyouwillatonceactforthebenefitofyoursoldiersandutilizethenaturaladvantagesoftheground.

14.When,inconsequenceofheavyrainsup—country,ariverwhichyouwishtofordisswollenandfleckedwithfoam,youmustwaituntilitsubsides.

15.Countryinwhichthereareprecipitouscliffswithtorrentsrunningbetween,deepnaturalhollows,[Thelatterdefinedas\"placesenclosedoneverysidebysteepbanks,withpoolsofwateratthebottom.]

confinedplaces,[Definedas\"naturalpensorprisons\"or\"placessurroundedbyprecipicesonthreesides——easytogetinto,buthardtogetoutof.\"]

tangledthickets,[Definedas\"placescoveredwithsuchdenseundergrowththatspearscannotbeused.\"]

quagmires[Definedas\"low—lyingplaces,soheavywithmudastobeimpassableforchariotsandhorsemen.\"]

andcrevasses,[DefinedbyMeiYao—ch`enas\"anarrowdifficultwaybetweenbeetlingcliffs.\"TuMu’snoteis\"groundcoveredwithtreesandrocks,andintersectedbynumerousravinesandpitfalls.\"Thisisveryvague,butChiaLinexplainsitclearlyenoughasadefileornarrowpass,andChangYutakesmuchthesameview.Onthewhole,theweightofthecommentatorscertainlyinclinestotherendering\"defile.\"ButtheordinarymeaningoftheChineseinoneplaceis\"acrackorfissure\"andthefactthatthemeaningoftheChineseelsewhereinthesentenceindicatessomethinginthenatureofadefile,makemethinkthatSunTzuisherespeakingofcrevasses.]

shouldbeleftwithallpossiblespeedandnotapproached.

16.Whilewekeepawayfromsuchplaces,weshouldgettheenemytoapproachthem;whilewefacethem,weshouldlettheenemyhavethemonhisrear.

17.Ifintheneighborhoodofyourcampthereshouldbeanyhillycountry,pondssurroundedbyaquaticgrass,hollowbasinsfilledwithreeds,orwoodswiththickundergrowth,theymustbecarefullyroutedoutandsearched;fortheseareplaceswheremeninambushorinsidiousspiesarelikelytobelurking.

[ChangYuhasthenote:\"Wemustalsobeonourguardagainsttraitorswhomaylieinclosecovert,secretlyspyingoutourweaknessesandoverhearingourinstructions.\"]

18.Whentheenemyiscloseathandandremainsquiet,heisrelyingonthenaturalstrengthofhisposition.

[HerebeginSunTzu’sremarksonthereadingofsigns,muchofwhichissogoodthatitcouldalmostbeincludedinamodernmanuallikeGen.Baden—Powell’s\"AidstoScouting.\"]

19.Whenhekeepsaloofandtriestoprovokeabattle,heisanxiousfortheothersidetoadvance.

[Probablybecauseweareinastrongpositionfromwhichhewishestodislodgeus.\"Ifhecamecloseuptous,saysTuMu,\"andtriedtoforceabattle,hewouldseemtodespiseus,andtherewouldbelessprobabilityofourrespondingtothechallenge.\"]

20.Ifhisplaceofencampmentiseasyofaccess,heistenderingabait.

21.Movementamongstthetreesofaforestshowsthattheenemyisadvancing.

[Ts`aoKungexplainsthisas\"fellingtreestoclearapassage,\"andChangYusays:\"Everymansendsoutscoutstoclimbhighplacesandobservetheenemy.Ifascoutseesthatthetreesofaforestaremovingandshaking,hemayknowthattheyarebeingcutdowntoclearapassagefortheenemy’smarch.\"]

Theappearanceofanumberofscreensinthemidstofthickgrassmeansthattheenemywantstomakeussuspicious.

[TuYu’sexplanation,borrowedfromTs`aoKung’s,isasfollows:\"Thepresenceofanumberofscreensorshedsinthemidstofthickvegetationisasuresignthattheenemyhasfledand,fearingpursuit,hasconstructedthesehiding—placesinordertomakeussuspectanambush.\"Itappearsthatthese\"screens\"werehastilyknottedtogetheroutofanylonggrasswhichtheretreatingenemyhappenedtocomeacross.]

22.Therisingofbirdsintheirflightisthesignofanambuscade.

[ChangYu’sexplanationisdoubtlessright:\"Whenbirdsthatareflyingalonginastraightlinesuddenlyshootupwards,itmeansthatsoldiersareinambushatthespotbeneath.\"]

Startledbeastsindicatethatasuddenattackiscoming.

23.Whenthereisdustrisinginahighcolumn,itisthesignofchariotsadvancing;whenthedustislow,butspreadoverawidearea,itbetokenstheapproachofinfantry.

[\"Highandsharp,\"orrisingtoapeak,isofcoursesomewhatexaggeratedasappliedtodust.Thecommentatorsexplainthephenomenonbysayingthathorsesandchariots,beingheavierthanmen,raisemoredust,andalsofollowoneanotherinthesamewheel—track,whereasfoot—soldierswouldbemarchinginranks,manyabreast.AccordingtoChangYu,\"everyarmyonthemarchmusthavescoutssomewayinadvance,whoonsightingdustraisedbytheenemy,willgallopbackandreportittothecommander—in—chief.\"Cf.Gen.Baden—Powell:\"Asyoumovealong,say,inahostilecountry,youreyesshouldbelookingafarfortheenemyoranysignsofhim:figures,dustrising,birdsgettingup,glitterofarms,etc.\"[1]]

Whenitbranchesoutindifferentdirections,itshowsthatpartieshavebeensenttocollectfirewood.Afewcloudsofdustmovingtoandfrosignifythatthearmyisencamping.

[ChangYusays:\"Inapportioningthedefensesforacantonment,lighthorsewillbesentouttosurveythepositionandascertaintheweakandstrongpointsallalongitscircumference.Hencethesmallquantityofdustanditsmotion.\"]

24.Humblewordsandincreasedpreparationsaresignsthattheenemyisabouttoadvance.

[\"Asthoughtheystoodingreatfearofus,\"saysTuMu.

\"Theirobjectistomakeuscontemptuousandcareless,afterwhichtheywillattackus.\"ChangYualludestothestoryofT`ienTanoftheCh`i—moagainsttheYenforces,ledbyCh`iChieh.Inch.82oftheSHIHCHIweread:\"T`ienTanopenlysaid:’MyonlyfearisthattheYenarmymaycutoffthenosesoftheirCh`iprisonersandplacetheminthefrontranktofightagainstus;thatwouldbetheundoingofourcity.’Theothersidebeinginformedofthisspeech,atonceactedonthesuggestion;butthosewithinthecitywereenragedatseeingtheirfellow—countrymenthusmutilated,andfearingonlylesttheyshouldfallintotheenemy’shands,werenervedtodefendthemselvesmoreobstinatelythanever.OnceagainT`ienTansentbackconvertedspieswhoreportedthesewordstotheenemy:

\"WhatIdreadmostisthatthemenofYenmaydiguptheancestraltombsoutsidethetown,andbyinflictingthisindignityonourforefatherscauseustobecomefaint—hearted.’

Forthwiththebesiegersdugupallthegravesandburnedthecorpseslyinginthem.AndtheinhabitantsofChi—mo,witnessingtheoutragefromthecity—walls,weptpassionatelyandwereallimpatienttogooutandfight,theirfurybeingincreasedtenfold.T`ienTanknewthenthathissoldierswerereadyforanyenterprise.Butinsteadofasword,hehimselftooamattockinhishands,andorderedotherstobedistributedamongsthisbestwarriors,whiletherankswerefilledupwiththeirwivesandconcubines.Hethenservedoutalltheremainingrationsandbadehismeneattheirfill.Theregularsoldiersweretoldtokeepoutofsight,andthewallsweremannedwiththeoldandweakermenandwithwomen.Thisdone,envoysweredispatchedtotheenemy’scamptoarrangetermsofsurrender,whereupontheYenarmybeganshoutingforjoy.T`ienTanalsocollected20,000ouncesofsilverfromthepeople,andgotthewealthycitizensofChi—motosendittotheYengeneralwiththeprayerthat,whenthetowncapitulated,hewouldallowtheirhomestobeplunderedortheirwomentobemaltreated.Ch`iChieh,inhighgoodhumor,grantedtheirprayer;buthisarmynowbecameincreasinglyslackandcareless.Meanwhile,T`ienTangottogetherathousandoxen,deckedthemwithpiecesofredsilk,paintedtheirbodies,dragon—like,withcoloredstripes,andfastenedsharpbladesontheirhornsandwell—greasedrushesontheirtails.Whennightcameon,helightedtheendsoftherushes,anddrovetheoxenthroughanumberofholeswhichhehadpiercedinthewalls,backingthemupwithaforceof5000pickedwarriors.Theanimals,maddenedwithpain,dashedfuriouslyintotheenemy’scampwheretheycausedtheutmostconfusionanddismay;fortheirtailsactedastorches,showingupthehideouspatternontheirbodies,andtheweaponsontheirhornskilledorwoundedanywithwhomtheycameintocontact.Inthemeantime,thebandof5000hadcreptupwithgagsintheirmouths,andnowthrewthemselvesontheenemy.Atthesamemomentafrightfuldinaroseinthecityitself,allthosethatremainedbehindmakingasmuchnoiseaspossiblebybangingdrumsandhammeringonbronzevessels,untilheavenandearthwereconvulsedbytheuproar.Terror—stricken,theYenarmyfledindisorder,hotlypursuedbythemenofCh`i,whosucceededinslayingtheirgeneralCh`iChienTheresultofthebattlewastheultimaterecoveryofsomeseventycitieswhichhadbelongedtotheCh`iState.\"]

Violentlanguageanddrivingforwardasiftotheattackaresignsthathewillretreat.

25.Whenthelightchariotscomeoutfirstandtakeupapositiononthewings,itisasignthattheenemyisformingforbattle.

26.Peaceproposalsunaccompaniedbyasworncovenantindicateaplot.

[Thereadinghereisuncertain.LiCh`uanindicates\"atreatyconfirmedbyoathsandhostages.\"WangHsiandChangYu,ontheotherhand,simplysay\"withoutreason,\"\"onafrivolouspretext.\"]

27.Whenthereismuchrunningabout[Everymanhasteningtohisproperplaceunderhisownregimentalbanner.]

andthesoldiersfallintorank,itmeansthatthecriticalmomenthascome.

28.Whensomeareseenadvancingandsomeretreating,itisalure.

29.Whenthesoldiersstandleaningontheirspears,theyarefaintfromwantoffood.

30.Ifthosewhoaresenttodrawwaterbeginbydrinkingthemselves,thearmyissufferingfromthirst.

[AsTuMuremarks:\"Onemayknowtheconditionofawholearmyfromthebehaviorofasingleman.\"]

31.Iftheenemyseesanadvantagetobegainedandmakesnoefforttosecureit,thesoldiersareexhausted.

32.Ifbirdsgatheronanyspot,itisunoccupied.

[Ausefulfacttobearinmindwhen,forinstance,asCh`enHaosays,theenemyhassecretlyabandonedhiscamp.]

Clamorbynightbetokensnervousness.

33.Ifthereisdisturbanceinthecamp,thegeneral’sauthorityisweak.Ifthebannersandflagsareshiftedabout,seditionisafoot.Iftheofficersareangry,itmeansthatthemenareweary.

[TuMuunderstandsthesentencedifferently:\"Ifalltheofficersofanarmyareangrywiththeirgeneral,itmeansthattheyarebrokenwithfatigue\"owingtotheexertionswhichhehasdemandedfromthem.]

34.Whenanarmyfeedsitshorseswithgrainandkillsitscattleforfood,[Intheordinarycourseofthings,themenwouldbefedongrainandthehorseschieflyongrass.]

andwhenthemendonothangtheircooking—potsoverthecamp—

fires,showingthattheywillnotreturntotheirtents,youmayknowthattheyaredeterminedtofighttothedeath.

[ImayquoteheretheillustrativepassagefromtheHOUHAN

SHU,ch.71,giveninabbreviatedformbytheP`EIWENYUNFU:

\"TherebelWangKuoofLiangwasbesiegingthetownofCh`en—

ts`ang,andHuang—fuSung,whowasinsupremecommand,andTungChoweresentoutagainsthim.Thelatterpressedforhastymeasures,butSungturnedadeafeartohiscounsel.Atlasttherebelswereutterlywornout,andbegantothrowdowntheirweaponsoftheirownaccord.Sungwasnotadvancingtotheattack,butChosaid:’Itisaprincipleofwarnottopursuedesperatemenandnottopressaretreatinghost.’Sunganswered:’Thatdoesnotapplyhere.WhatIamabouttoattackisajadedarmy,notaretreatinghost;withdisciplinedtroopsI

amfallingonadisorganizedmultitude,notabandofdesperatemen.’Thereuponheadvancestotheattackunsupportedbyhiscolleague,androutedtheenemy,WangKuobeingslain.\"]

35.Thesightofmenwhisperingtogetherinsmallknotsorspeakinginsubduedtonespointstodisaffectionamongsttherankandfile.

36.Toofrequentrewardssignifythattheenemyisattheendofhisresources;

[Because,whenanarmyishardpressed,asTuMusays,thereisalwaysafearofmutiny,andlavishrewardsaregiventokeepthemeningoodtemper.]

toomanypunishmentsbetrayaconditionofdiredistress.

[Becauseinsuchcasedisciplinebecomesrelaxed,andunwontedseverityisnecessarytokeepthementotheirduty.]

37.Tobeginbybluster,butafterwardstotakefrightattheenemy’snumbers,showsasupremelackofintelligence.

[IfollowtheinterpretationofTs`aoKung,alsoadoptedbyLiCh`uan,TuMu,andChangYu.AnotherpossiblemeaningsetforthbyTuYu,ChiaLin,MeiTao—ch`enandWangHsi,is:\"Thegeneralwhoisfirsttyrannicaltowardshismen,andtheninterrorlesttheyshouldmutiny,etc.\"Thiswouldconnectthesentencewithwhatwentbeforeaboutrewardsandpunishments.]

38.Whenenvoysaresentwithcomplimentsintheirmouths,itisasignthattheenemywishesforatruce.

[TuMusays:\"Iftheenemyopenfriendlyrelationsbesendinghostages,itisasignthattheyareanxiousforanarmistice,eitherbecausetheirstrengthisexhaustedorforsomeotherreason.\"ButithardlyneedsaSunTzutodrawsuchanobviousinference.]

39.Iftheenemy’stroopsmarchupangrilyandremainfacingoursforalongtimewithouteitherjoiningbattleortakingthemselvesoffagain,thesituationisonethatdemandsgreatvigilanceandcircumspection.

[Ts`aoKungsaysamaneuverofthissortmaybeonlyarusetogaintimeforanunexpectedflankattackorthelayingofanambush.]

40.Ifourtroopsarenomoreinnumberthantheenemy,thatisamplysufficient;itonlymeansthatnodirectattackcanbemade.

[Literally,\"nomartialadvance.\"Thatistosay,CHENG

tacticsandfrontalattacksmustbeeschewed,andstratagemresortedtoinstead.]

Whatwecandoissimplytoconcentrateallouravailablestrength,keepaclosewatchontheenemy,andobtainreinforcements.

[Thisisanobscuresentence,andnoneofthecommentatorssucceedinsqueezingverygoodsenseoutofit.IfollowLiCh`uan,whoappearstoofferthesimplestexplanation:\"Onlythesidethatgetsmoremenwillwin.\"FortunatelywehaveChangYutoexpounditsmeaningtousinlanguagewhichislucidityitself:\"Whenthenumbersareeven,andnofavorableopeningpresentsitself,althoughwemaynotbestrongenoughtodeliverasustainedattack,wecanfindadditionalrecruitsamongstoursutlersandcamp—followers,andthen,concentratingourforcesandkeepingaclosewatchontheenemy,contrivetosnatchthevictory.Butwemustavoidborrowingforeignsoldierstohelpus.\"HethenquotesfromWeiLiaoTzu,ch.3:\"Thenominalstrengthofmercenarytroopsmaybe100,000,buttheirrealvaluewillbenotmorethanhalfthatfigure.\"]

41.Hewhoexercisesnoforethoughtbutmakeslightofhisopponentsissuretobecapturedbythem.

[Ch`enHao,quotingfromtheTSOCHUAN,says:\"Ifbeesandscorpionscarrypoison,howmuchmorewillahostilestate!Evenapunyopponent,then,shouldnotbetreatedwithcontempt.\"]

42.Ifsoldiersarepunishedbeforetheyhavegrownattachedtoyou,theywillnotprovesubmissive;and,unlesssubmissive,thenwillbepracticallyuseless.If,whenthesoldiershavebecomeattachedtoyou,punishmentsarenotenforced,theywillstillbeunless.

43.Thereforesoldiersmustbetreatedinthefirstinstancewithhumanity,butkeptundercontrolbymeansofirondiscipline.

[YenTzu[B.C.493]saidofSsu—maJang—chu:\"Hiscivilvirtuesendearedhimtothepeople;hismartialprowesskepthisenemiesinawe.\"Cf.WuTzu,ch.4init.:\"Theidealcommanderunitesculturewithawarliketemper;theprofessionofarmsrequiresacombinationofhardnessandtenderness.\"]

Thisisacertainroadtovictory.

44.Ifintrainingsoldierscommandsarehabituallyenforced,thearmywillbewell—disciplined;ifnot,itsdisciplinewillbebad.

45.Ifageneralshowsconfidenceinhismenbutalwaysinsistsonhisordersbeingobeyed,[TuMusays:\"Ageneraloughtintimeofpeacetoshowkindlyconfidenceinhismenandalsomakehisauthorityrespected,sothatwhentheycometofacetheenemy,ordersmaybeexecutedanddisciplinemaintained,becausetheyalltrustandlookuptohim.\"WhatSunTzuhassaidinss.44,however,wouldleadonerathertoexpectsomethinglikethis:\"Ifageneralisalwaysconfidentthathisorderswillbecarriedout,\"etc.\"]

thegainwillbemutual.